EFTA01522968.pdf

GHISLAINE MAXWELL-HY ACCT. For the Petted 11/1/12 to 11/30/12 Type Quantity Settle Date Selection Method Description Cost Amount Interest Purchased 11/19 Accrued Int Paid ARCELORMITTAL 81/4% FEB 25 2022 DTD 02/28/2012 (30.00) @ 99.625 FIRST UNION CAPITAL MARKETS TRADE DATE 0.00 11/09/12 (ID: 039381-AX-2) TRADE ACTIVITY Note: L indicates Long Term Realized Gain/Loss S indicates Short Term Realized Gain/Loss • Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Pe Per Unit Realized Settle Date Selection Method Description Ouantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 10/31 Sale ADVANCE MICRO DEVICES 7 3/4% AUG 01 2020 DTD (2.000.000) 82.875 1.657.50 (2.085.00) (407.50) 5* 11/5 High Cost 08/04/2010 @ 82.875 BARCLAYS CAPITAL INC FIXED INCOME (ID: 007903-AU-1) 11/1 Sale ADVANCE MICRO DEVICES 7 3/4% AUG 01 2020 DTD (2,000.000) 82.625 1,652.50 (2,065.00) (412.50) S 1116 High Cost 08/04/2010 6 82.625 BNP PARIBAS SECURITIES BOND (ID: 007903-AU-1) 11/1 Sale ADVANCE MICRO DEVICES 7 3/4% AUG 01 2020 DTD (2.000.000) 83.00 1,660.00 (2.080.00) (400.00) S 11/6 High Cost 08/04/2010 0 83.00 MORGAN STANLEY Si CO. INCORPORATED (ID: 007903-AU-1) 11/2 Sale ADVANCE MICRO DEVICES 7 3/4% AUG 01 2020 DTD (2.000.000) 83.25 1,665.00 (2,060.00) (393.00) S 11/7 High Cost 08/04/2010 0 8125 MORGAN STANLEY & CO. INCORPORATED (ID: 007903-AU-1) 11/8 Sale ADVANCE MICRO DEVICES 7 3/4% AUG 01 2020 DTD (2,000.000) 82.00 1,640.00 (2,060.00) (420.00) S 11/14 High Cost 08/04/2010 @ 82.00 MLPFS INC/FIXED INCOME (ID: 007903-ALM) JP Morgan Page 22 of 24 Confidential Treatment Requested by JPMorgan JPM-SDNY-00050563 Chase CONFIDENTIAL SDNY_GM_00319761 EFTA01522968