EFTA01356961.pdf

To: Jimmy-H Xu • Mathew Negus Akash Malhotra Cc: Joe Aglione Ian Salters Nina Tona Pankaj-A Cho ra ; NCAOTC Derivatives ; Martin Zeman ; Alka Gopala <a> Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [II Done, thanks. Are all the XCCYs generally booked and clients KYCed in DB AG FFT? What about EUR and GBP vanilla and inflation swaps? We might have some of those coming. Mat/Nina, who can help us with FFT extensions, same NY CMs? Thanks From: Jimmy-H Xu Date: Monday, Apr 16, 2018, 11:56 To: Xavier Avila Mathew Negus , Akash Malhotra Cc: Joe Aglione Ian Salters Nina Tona Pankaj-A Chopra NCAOTC Derivatives Martin Zeman <=111111INIIIIMIS, Alka Gopala Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLCFFT Location [1] Classification: For Internal use only Approved as one-oti, but let's set the KYC done for FFT please Thanks Kind regards Jimmy Jimmy-H Xu Cross Currency Swap Trading Deutsche Bank AG, Filiale London CB&S - Markets Wnchester House. 1 Great Winchester Street. EC2N 2DB London. United Kingdom Tel. Mobil Email From: Xavier Avila [ Sent: 16 April 2018 11/1 To: Mathew Negus Akash Malhotra c oe A " leMale , Ian Salters Nina Tona CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043220 CONFIDENTIAL SONY GM_00189404 EFTA01356961