EFTA02481050.pdf

From: Richard Kahn < Sent: Friday, April 6, 2018 5:53 PM To: jeffrey E. Subject: Fwd: LSJE Inquiries [C] please advise thank you Richard Kahn HBRK Associates Inc. 575 =exington Avenue 4th Floor New York, NY 10022 Begin forwarded message: From: =/b>Bradley Gillin < Subject: =/b>LSJE Inquiries =CI Date: =/b>April 5, 2018 at 12:32:23 PM =DT To: 4b>ltichard Kahn' < Cc: 'Bella Klein' < >, Stewart Oldfield < >, Hildegarde Berrios Classification: Confidential Hi Richard, Our compliance team from time to time has =nquiries into certain transactions. Please advise on the below =ires and questions. Thank you. A. 2/7/2018, $3,000 fo B. 2/9/2018 , $5,000 for EFTA_R1_01597299 EFTA02481050  1. Please explain the purpose of =his Outgoing Wire. 2. Please explain the relationship =etween the Client and Counterparty. 3. Please explain the business =ctivities of the Counterparty. Thank =ou. Regards, Brad Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park =venue, 24th Fl New York, NY 10154 Email Securities offered through Deutsche Bank Securities =nc. This communication may contain =onfidential and/or privileged information. If you are not the intended =ecipient (or have received this communication in error) please notify =he sender immediately and destroy this communication. Any unauthorized =opying, disclosure or distribution of the material in this =ommunication is strictly forbidden. Please =efer to https://db.com/disclosures for additional EU corporate =nd regulatory disclosures. Deutsche Bank =oes not render legal or tax advice, and the information contained in =his communication should not be regarded as =uch. 2 EFTA_R1_01597300 EFTA02481051