EFTA01454249.pdf

e an raup 15 May 2014 SOUTHERN FINANCIAL, LLC Page 2 Of 2 Request 182298 As of 15 May 14 Eisubdis Bank AO SOUTHERN FINANCIAL, LLC FX ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... .......... Settlement NotCcy NotCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Put? Call Strike Price MTM(USD) 366364436/ SOUTHERN FxEural 21-Nor-2013 20.10%42014 25.11ov-2014 (1.002003 00) USD 101.030.000 JPY SHORT ELFtOPEAN CALL 1010000 :20 C.40 41) 710423459 FINANCIAL. LLC 366364436/ SOUTHERN FXOneBatOneT 21-Not-2013 2041w-2014 25-Nor-2014 (21.00060) USD 0 JPY LONG EUROPEAN 0.0000 12.51898 710423461 FINANCIAL. LLC ouchOpl 366364436/ SOUTHERN FXOnef3arOneT 21-Nor-2013 2611ov2014 25-Nor-2014 (21,M0 COI USD 0 JPY LONG EUROPEAN 0.0000 9,87778 710423463 FINANCIAL. LLC ouchOpl 366364436/ SOUTHERN FXOnef3aoaneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 1.21.0IXI001 USD 0 JPY LONG Et-Pa:SAN 0.0000 7.69122 710423465 FINANCIAL. LLC ouchOpl Subtotal: 6.547 57 Commodities • Base Metal Daiwa*** Long/ Not.Ccy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD) 395494367/ SONTFERN CommodhOpEu 03-Apr-2014 Of>Dec-20I 4 05-Dec-2014 SHORT ELRCPEAN CALL XCU te.7W.COD 00) USD ;FL' 001MT25 0 7.000 0000 035.750 6th 778126396 FINANCIAL. LLC ro Reservist& Subtotal: (33663 56 Total: (330,203.02) Statement ID : 182298_20140515_20140516_1 The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112248 CONFIDENTIAL SDNY_GM_00258432 EFTA01454249