EFTA01282494
EFTA01282499 DataSet-10
EFTA01282500

EFTA01282499.pdf

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Deutsche Bank Privine Wealth MawIT:men( Institutional Suitability Certificate Affirmative Indication Of Exercise Of Independent Judgment (Pursuant To FINRA Rule 2111)1 Inc. (DBSII or In connection with any recommendedz transaction or investment strategy by Deutsche Bank Securities its Client Advisors, the undersigned acknowledg es on behalf of the Institution named below that: I. It is an Institutional Account as defined in FINRA Rule 4512(c)3; namely, 0 a) A bank, savings and loan association, insurance company, or registered investment company Section 203 of 0 b) An investment adviser registered either with the Securities and Exchange Commission under office Advisers Act of 1940 or with a state securities commission (or any agency or The Investment performing like functionsl assets of to c) Any other entity (whether a natural person, corporation, partnership, trust, or otherwise) with total of this Certification (whether such assets are invested for such person's at least $50 million as of the date own account or under management for the account of others). IMPORTANT: You must select one of the above to all transactions and II. It (11 is capable of evaluating investment risks independently, both In general and with regard in evaluating investment strategies involving a security or securities; and (2) will exercise independent judgment persons, unless it has otherwise notified the recommendations of Deutsche Bank Securities Inc. or its associated Deutsche Bank Securities Inc. in writing; if anything in this III. It will notify the Deutsche Bank Securities Inc. Client Advisor servicing the Institutional Account Certificate ceases to be true; IV. He or she is authorized to sign on behalf of the Institutional Account named below. does not waive any By signing this Certificate, the undersigned affirms that the above statements are accurate but laws, including without limitation, any rights under Section 10(b) of rights afforded undor U.S. federal or state securities the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder. strategies involving NOTE: This Certificate shall apply with respect to all recommended transactions end investment that are entered into by the "Institutiona l Account" named in this Certificate, whether for the account of such securities making authority to such Institutional Account or for the account of any beneficial owner that has delegated decision Institutional Account. Southern Financial LLC Jaffrey Epstein Institutional count Name Name of Authorized Signatory tae e e of Authorized Account Number Signature of Auth zed Signatory Date Southern Trust Company Inc. Jeffrey Epstein Institutional Account Name Me of Authorized Signatory Tit) Authorized Signe Account Number ()nature of Authorized S Client Advisor Signature 'Avedable et http://www.finre.orgAndustry/R KS 1A.s defined in FINRA Rules. 12-PVVM-0309 011098.041612 SDNY_GM_00038011 CONFIC ENTI CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0000835 EFTA_00148620 EFTA01282499
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5dd537a769ae9ac9f468fbba0f25c8a33bc7ad72d2a31cac983e8aaab4e46258
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EFTA01282499
Dataset
DataSet-10
Document Type
document
Pages
1

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