EFTA01374750.pdf

From: Stewart Oldfield SeM: 10/31/2018 5:30:20 PM To: Alan Brody Liam Osullivan Subject: Fwd: Butterfly Trust account FYI. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobil Email Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Stewart Oldfield Date: October 31, 2018 at 5:30:02 PM EDT To: Daniel-E Kaiser Andrew Gallivan Subject: Butterfly Trust account Dan and Andrew, Perhaps we've had some miscommunication on this one, or maybe I'm out of the loop since I've been in sales training for three days, but I'm confused about what's creating concern opening a new account for a client that we have recently KYC'd and have other accounts for. I still need to remediate some KYCs for Jeffrey's other accounts, but I don't think this one should be part of that group. If that's the issue, I will have that resolved early next week I think. If there's something else I need to address, let's discuss as soon as possible. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel Mobile Email Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0069602 CONFIDENTIAL SDNY GM_00215786 EFTA01374750