EFTA01356138.pdf

From: Davide-A Sferrazza Sent: 2/26/2018 5:35:50 PM To: Paolo De-Leon CC: Xavier Avila Keith Buckholz Subject: RE: KCP Collateral Flow Ill ICI Attachments: Cleared Southern Financial LLC.PDF; RDC Alert_Southern Financial LLC.PDF; RESEARCH Southern Financial LLC.PDF; Southern Financial KYC.PDF Classification: Confidential Paolo, Please see the requested dots attached for Southern Financial LLC. Will provide for the other two entities when they are done. Is there someone I should send these to directly going forward? Thanks, Davide From: Paolo De-Leon Sent: Thursday, February 22, 2018 10:02 AM To: Davide-A Sferrazza < >; Xavier Avila < ; Keith Buckholz Subject: RE: KCP Collateral Flow GM Davide, • KYC- "Know Your Client" • PCR• "Preventative Crime Research" • RDC- "Regulatory Data Corp" Teresa Metallo's group was previously in charge of providing those documents, so she may be a good resource to reach out to if you need some pointing in the right direction. Thanks, Paolo From: Davide-A Sferrazza Sent: Wednesday, February 21, 2018 6:54 PM To: Xavier Avila < >; Keith Buckholz Cc: Paolo De-Leon < Subject: RE: KCP Collateral Flow (II Classification: For Infernal use only Yes, happy to take point here. Like Xavi mentions, I'm also not sure what PCR and ROC refer to — can you please clarify and I'll provide for the accts below? CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041705 CONFIDENTIAL SDNY_GM_00187889 EFTA01356138