EFTA01358856.pdf

Page 4 Operatm Locations - Showing 6 location(s) NO. ADDRESS METRO AREA PHONE 1. 2000 Avenue Of The Stars Ste 510 Los Angeles-Long 310-843-1900 Los Angeles, CA 90067-4726 Beach, CA / (Phone De-Listed in Electronic Los Angeles County Directory Assistance) 310-843-1999 0 (Fax) 310.843-1989 OD (Fax) 2. 7 Saint Paul St Ste 820 Baltimore, MD Baltimore. MD 21202-1681 Baltimore County 3. 9 W 57th St New York, NY 212-515-3450 New York, NY 10019-2701 ./ (Phone De-Listed in Electronic New York County Directory Assistance) 212-515-3200 fit (Most Recent Listexg) 12/01/2015 - 07/05/2018 (Business) 212-515-3251 OD (Fax) 212-822-0625 917-286-5500 at (Phone De-Listed in Electronic Directory Assistance) 4. 730 5th Ave Fl 9 New York, NY New York, NY 10019.4105 New York County 5. 111 8th Ave NEW YORK COUNTY New York, NY 10011-5201 New York County 6. 1 Manhattanville Rd Ste 201 New York, NY Purchase. NY 10577-2100 Westchester County Sales -1 record(s) found ANNUAL SALES DATE REPORTED $2,557,300,000.00 06/18/2018 Parent Company - 0 record(s) found Industry Information SIC NAIC 6211 Security Brokers And Dealers 523920 Portfolio Management 6221 Commodity Contracts Brokers, 52393 Investment Advice Dealers 6282 Investment Advice 523930 Investment Advice 6289 Security And Commodity Services, 523999 Miscellaneous Financial Investment Nec Activities 6371 Pension, Health, And Welfare 525990 Other Financial Vehicles Funds 6531 Real Estate Agents And Managers 531210 Offices of Real Estate Agents and Brokers For internal use only For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046817 CONFIDENTIAL SDNY_GM_00193001 EFTA01358856