EFTA01343869.pdf

Americas Region Reputational Risk Committee Policy Deutsche Bank APPENDIX 2 CRITERIA FOR ESCALATION TO ARRC Escalation Paths Business, Infrastructure should escalate issues at this level to the ARRC for pre-execution approval. Issues at this level will be reviewed by the ARRC but may require escalation to Regional ExCo. li~i II III " II! " Business, Infrastructure should escalate issues at I'll IIII IIIIIIIIII this level to the ARRC for pre-execution approval. Erdiifiqprvikill Ii 1 Ili •ir till ir Issues at this level will be resolved by the ARRC. Functional ownership with after-the-fact reporting Important to ARRC. Rep risk issues can be resolved within Functional with Reporting business/infrastructure functions but should be reported monthly to the ARRC. Functional ownership. Rep risk issues can be Unrated Functional resolved within business/infrastructure functions. 12 For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0028810 CONFIDENTIAL SDNY_GM_00174994 EFTA01343869