EFTA01427989.pdf

Sheet2 Account # Account Short Name: EPSTEIN Base CCY: USD Transaction Type : All Transactions Duration : 1 Week DATE TRADE DATE STLMNT DATE SEC. DESCRIPTION SYMBOL BUY/SELL QUANTITY PRICE NET AMT. (TRANS. CCY) COMM. SALES CREDIT ACTIVITY 11/9/2017 11/9/2017 11/13/2017 SRC ENERGY INC COM SRCI BUY 700 8 - 5600 0 100.80 Buy 700.00000 share(s) of SRCI at 8.000000000 11/9/2017 11/9/2017 11/13/2017 SRC ENERGY INC COM SRCI SELL -700 8.49 01 5886.93 50 0 Sell -700.00000 share(s) of SRCI at 8.490100000 11/8/2017 11/7/2017 11/10/2017 AMERICAN AXLE & MFG HLDGS INC COM AXL BUY 8200 17.55 -143910 0 820 Buy 8200.00000 share(s) of AXL at 17.550000000 11/8/2017 11/8/2017 11/10/2017 AMERICAN AXLE & MFG HLDGS INC COM AXL SELL - 8200 17.62652 144200.12 328 0 Sell -8200.00000 share(s) of AXL at 17.62652 0000 378 920.80 Total 1298.80 &"arial unicode ms,Regular"Confidential EFTA01427989 Sheetl Account # Account Short Name: EPSTEIN Base CCY: USD Transaction Type : All Transactions Duration : 1 Week DATE TRADE DATE STLMNT DATE SEC. DESCRIPTION SYMBOL BUY/SELL QUANTITY PRICE NET AMT. (TRANS. CCY) COMM. SALES CREDIT ACTIVITY 11/10/2017 11/10/2017 11/10/2017 U.S.DOLLARS CURRENCY 0 0 143910 0 O MONEY FUND REDEMPTION 11/9/2017 11/9/2017 11/13/2017 SRC ENERGY INC COM SRCI BUY 700 8 - 5600 0 100.80 Buy 700.00000 share(s) of SRCI at 8.000000000 11/9/2017 11/9/2017 11/13/2017 SRC ENERGY INC COM SRCI SELL -700 8.49 01 5886.93 50 0 Sell -700.00000 share(s) of SRCI at 8.490100000 11/9/2017 N/A 11/9/2017 APPLE INC COM AAPL -100000 0 0 0 O CUSTOMER AUTHORIZED TRANSFER 11/8/2017 11/7/2017 11/10/2017 AMERICAN AXLE & MFG HLDGS INC COM AXL BUY 8200 17.55 -143910 0 820 Buy 8200.00000 share(s) of AXL at 17.550000000 11/8/2017 11/8/2017 11/10/2017 AMERICAN AXLE & MFG HLDGS INC COM AXL SELL - 8200 17.62652 144200.12 328 0 Sell -8200.00000 share(s) of AXL at 17.62652 0000 11/8/2017 11/8/2017 11/8/2017 U.S.DOLLARS CURRENCY 0 O -21701.01 O 0 MONEY FUND PURCHASE 11/7/2017 11/7/2017 11/7/2017 U.S.DOLLARS CURRENCY 0 O 2968549.88 O 0 MONEY FUND REDEMPTION 11/6/2017 N/A 11/6/2017 U.S.DOLLARS CURRENCY 0 0 726 0 0 MARK TO MARKET 11/6/2017 N/A 11/6/2017 U.S.DOLLARS CURRENCY 0 0 -726 0 0 MARK TO MARKET 11/6/2017 11/6/2017 11/6/2017 U.S.DOLLARS CURRENCY 0 O 726 0 O ACTIVITY WITHIN YOUR ACCT 11/6/2017 11/6/2017 11/6/2017 U.S.DOLLARS CURRENCY 0 O -726 0 O ACTIVITY WITHIN YOUR ACCT 11/6/2017 11/6/2017 11/6/2017 U.S.DOLLARS CURRENCY 0 O -438497.50 O 0 MONEY FUND PURCHASE SUBTOTAL(9,J7:J19)=378 SUBTOTAL(9,K7:K19)=920.80 Total J20+K20=1298.80 &warial unicode ms,Regular"Confidential EFTA01427990