EFTA01358419.pdf

HI Davide, As per our conversation, we have decided to add and format the sis as per below. Saved: Z:\KCP - ArnermaiAKCP Capital rvlarkels\GM KCP Main Client List eXavl - let us know if you have any objections to what we are trying to do. Tab 1- Main file WM KCP GM ClIents' - Will show To add: 1. Good to Trade — Davide 2. ISDA — Nina and Davide 3. Revenues — Nina and Ali 4. Live Trade — Davide first shot, then Nina will help 5. GM or Umbrella Account — Davide and Nina WM GM or Good talent/ Live KCP KYC GM 2017 Team Umbrella Active Retain To ISDA Banker ACO RP RR Account ID Trade Coverage Outreach Revenues Account Trade Name Tab 2 -'latarv', Tab 3 - "US", Tab 4- "Alec Brown' - Will show In addition to the info in Tab 1, it will also have all the products they are active for Tab 5 — Off-Boards — Will show The clients that we have decided we no longer want to retain Thanks Kind regards, Nina Tona Associate Business Control Manager, Key Client Partners —Americas Deutsche Bank Wealth Management 5022 Gate Parkway Jacksonville, Florida 32256 Tel Emai KCP products and services are intended and available only persons who ore sophisticatedinstitutionalinvestors within the meaning of the SARA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks at and exercising independent judgment in evaluating, the Ideas and products discussed herein. Trades and transactions ore subject to relevant internal approvals of 0851or Its affiliates prior to execution, and the execution of any transaction a, idea discussedhereinis conditional on win' becoming a client of Oeutsche Bonk Key Client Partners (KCP) products, investment ideas and solutions ond related matters discussed herein ore provided for discussion purposes only, ond strictly on a non- advisory basis. The KCP Amencos desk does not provide investment advice. The information set forth herein is confidential andpersonal to you ond is being presentedfor your information and for discussion purposes only. Any reproduction and/or redistribution thereof fin whole or in parti or disclosure of its content without our written consent Is stnctly forbidden. This communication does not create any legofly binding obligation on the part of OEISI ar any of its °Poles. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046095 CONFIDENTIAL SDNY GM_00192279 EFTA01358419