EFTA01492402.pdf

FINANCIAL TRUST COMPANY INC ACCT. For the Period 10/1/I1 to loaIn 1 Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/P.taturities/Redemptions lone Expired Option Wfl CALL OPTION USD PUT OPTION STRIKE 150.00 (1,000.000) (150,000.00) (150,000.00) S 10/18 FIFO EXPIRING 10/17/2011 1,000,000 BARRELS EXPIRATION OF PURCHASED OTC CALL (ID: OTCBDC-JR-C) 10/19 Expired Option INR CALL USD PUT FX EUROPEAN STYLE OPTION OCT (940.000,000.000) (81.000.00) (81,000.00) C 10/19 FIFO 19, 2011 0 47. EXPIRATION OF PURCHASED FX OPTION (ID: XINRCA-BE-Z) 10/19 Expired Option SGD CALL USD PUT FX EUROPEAN STYLE OPTION OCT (12,800,000.000) (120,000.00) (120,000.00) C 10/19 FIFO 19.2011 01.26 EXPIRATION OF PURCHASED FX OPTION (ID: XSGDCA-CD-Z) 10/19 Sale ZEL110 AESTHETICS INC 0 14.50 39,150.00 (2,700.000) 14.45 39,014.24 (35,100.00) 3,914.24 S 10124 FIFO BROKERAGE 135.00 TAX 8/OR SEC .76 J.P. MORGAN SECURITIES LLC (ID: 98933Q-10-8) 10/20 Sale ARCOS DORADOS HOLDINGS INCA G 22.19511 (36,000.000) 22.145 797,208.61 (792,000.00) 5,206.61 S 10(25 FIFO 799,023.96 BROKERAGE 1600.00 TAX 8/OR SEC 15.35 J.P. MORGAN SECURITIES LLC (ID: G0457F-10-7) 10/24 Sale FORD MOTOR CREDIT CO LLC SR NOTES 7% APR 15 (1,500,000.000) 106.30 1,623,750.00 (1,583,456.00) 40,294.00 L 10/27 FIFO 2015 DM 04/09/2010 G 108.25 JP MORGAN SECURITIES LLC (BIOL) (ID: 345397-VN-0) 10126 Sale GNC ACQUISITION HOLDINGS INC 0 25.11 101,695.50 (4.050.000) 25.06 101.491 04 (100,237.50) 1,253.54 S 10/31 FIFO BROKERAGE 202.50 TAX 8/OR SEC 1.96 J.P. MORGAN SECURITIES LLC (ID: 36191G-10-7) 10/26 Sale GNC ACQUISITION HOLDINGS INC 0 24.85987 (4,050.000) 24.809 100,478.03 (100.237.50) 240.53 S 1031 FIFO 100,682.47 BROKERAGE 202.50 TAX 8/OR SEC 1.94 J.P. MORGAN SECURMES LLC (ID: 36191G-10-7) Total Settled Sales/Maturities/Redemptions $6,723,622.64 (37.171.230.00) 567.342.34 L ($355.751.46) S ($201.000.00) C 541/01.66 O J.P.Morgan Account Page 21 of 23 Page 24 of 40 Confidential Treatment Requested by JPMorgan JPM-SDNY-00015172 Chase CONFIDENTIAL SDNY_GM_00284370 EFTA01492402