EFTA01480632.pdf

Entity/Client Net Worth: $ 1.00 (USD millions) Documentation/ Information obtained to conversation with client confirm stated net worth of the Entity/Client: Industry Code: PRIVATE HOUSEHOLDS The Business Type is the industry in which the NAIC Code: 814100 client derives the majority of its income. Transaction Profile/Expected Account Activity What is the purpose/intended use of this receipt and distribution of consulting fees account? What Is the expected source of account Wire funding ? Approximate $ amount to fund the account 200,000 Please select each "Product Type" that applies. Within each product type, please check ALL transaction types that apply and provide a description of expected account activity. (document expected sources of inflows and destinations of transfers,countries, and types of payors/payees.Include where is the money coming from - example : A specific bank or firm and purpose of specific transactions, if known) Product Type - Select all that apply Transaction Types - Select all that apply and expected Anticipated $ activity level ( L = 1-5, M = 6.12, H =>12 transactions Amount Totals per per month) month - Please provide at least an estimate Deposit/Current Accounts Cash ( withdrawals/deposits) - Below $10000 (Checking, Savings, Money Market) 6 Low C Medium r High 6 Yes r No Check deposits / Check paid - Below $100000 F Low r Medium r High Wire Incoming & Outgoing - Below $1MM 6 Low C Medium r High Internal Transfers - r Low r Medium r High Other - r Low r Medium r High Please describe in detail expected account activity for this product : Operational activity to support a small office. Investment Products (Custody,Brokerage,Agency,Margin) r Yes 6 No Fiduciary (Investment Mgmt. / Trust) C Yes ( No Credit type facilities (Line of Credit, Mortgage, Letter of Credit) r Yes a No Required Security Services Checks Security Search Type: Media Searches Only Note for Security Services: The company was just recently formed. Please list any specific search requests/instructions to Security Services here Security Services Information A Security Services Check is REQUIRED for New Clients and Prospects This section to be completed by the Security Services Group: List Individuals and Corporate Entities Investigated: Please Note: All research is subject to the availability of electronic database resources. Attachment: Confidential Treatment Requested by JPM-SDNY-00002837 JPMorgan Chase CONFIDENTIAL SDNY_GM_00272035 EFTA01480632