EFTA01455747.pdf

09 Oct 2014 Pape 2 Of 2 Deutsche Bank AG SOLITHEF(N FINANCIAL, LLC FX -Options Settlement Not Ccy Not Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not.Arnt 2 2 Long( Short Option Style Put/ Call Strike Price MTM(USO) SOUTHERN FxEurcepl 21-No/2013 20-Nov-2014 25-Nov-2014 (LOCO OCO (..G. lISI, 1010:0000 JPY SHORT EUROPEAN CALL 1010000 :64 1.633111 FINANCIAL. LLC SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nor-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0003 352.20 FINANCIAL. LLC ouchCpl SOUTHERN FXOneBarOneT 21-Nov-2013 20.Nov.2014 25-Nor-2014 (21,M0 COI USD 0 JPY LONG EUROPEAN 0.0000 227.64 FINANCIAL. LLC ouchOpt SOUTHERN FXOnet3anOneT 21-Nov-2013 20-Nov.2014 25-Nw-2014 (21.000 MI USD 0 FY LONG EUROPEAN 0.0000 147.76 FINANCIAL.U.0 ouchOpt SOUTHERN FxEuroOpl 12-Aug-2014 12-Aug-2015 14Aug.2015 75.00000000 USD (462000.000 00) CM-I SHORT ELRCPEAN PUT 6.1600 (279.981m FINANCIAL. LLC Subtotal: 043 r II 44: Etat (343,417.44) Statement ID : The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114704 CONFIDENTIAL SDNY_GM_00260888 EFTA01455747