EFTA00165773.pdf

Deutsche Bank Wealth Management Business Deposit Account Openirc: _BOuthem.F.inancial LLC 02/25/2013 Accoum T4le rim.: Southernflnancial LLC EntilyCerriP4M1 Name 4•11Wf I Ita 11001tedilook.Quarter B3. St Thomas 00802 Mang Ackkoss C4v Stale Zip Business Telephone Number Business Fa,: Number Other Number Legal Address 61 cillereni from nailin9 addiessi City State Zip Client Relationship Corporation I Limited Liability Company (LLCI Attorney Escrow Account r. Foundation Partnership Landlord Master Escrow Non•Profit Organization Limited Liability Partnership (LLPI Trust Estates Private Wealth PremiumTM OBTCA Accounts Deutsche Bank AG NV Branch Accounts Checking Account Deutsche Bank AG NY Preferred Banking Account • Checking with Interest Deutsche Bank AG NY Prettified Certificate of Deposit C.; Money Market Deposit Art Nome lar41 ' DBTCA Certificate of Deposit •001 CA depose actor...11 tenoned :done with 0 08 AG Preferred Teems and Condit...Ica AiV Tenn Cash Master Sweep Account - . . . Target Amount Trigger AmOunl Banking Services : 1 Deluxe Checkbook Debit Cards —Business Debit Card Name Only Name and Address Duplicate Statement Serb Code Color Nair. Internet Banking Services Adduces DB Private Wealth Online Plus Link to existing online relationship: Zip Code Cay V4441167245 015624.090816 Pam- 1n13 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001521 EFTA_000 14995 EFTA00165773  Notice of Customer Identification Policy Important Information To help the government light the funding of terrorism and money Inundating activities. Federal law requires all financial institutions to obtain. verify and record inlormation that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address and other information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification iindividualsl. Information Sharing You authorize Deutsche Bank to share inlormation about you and your Account as set forth in our Privacy Policy, including any disclosures that (11 Deutsche Bank believes are required by applicable law and regulations that apply to Deutsche Bank or others, including disclosure of information about you and vote Account to any government agency or self-regulatory body on request. (21 is necessary or appropriate in connection with Deutsche Bank's provision of services under this Agreement, Of (3) is requested by a financial institution, financial inteimodiaiv. or other third party in order to assist such person with compliance with law applicable to such person in connection with services provided to you or on your behalf. 3rd EV Notice Governmental rules have also broadened the scope of dm Bank's obligations to aid in the fight against money laundering and terrorist financing; these rules cell for an active involvement of both asw:t management firms and their clients. For new and existing clients we currently have a legal obligation to ask urn customers questions regarding their identities, addresses, source of funds and. it necessary, legal representatives. authorizud signatories. beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also. enhanced antimioney laundering requirements require that should any of the above personal or institutional information chanfte. Our clients would be obliged to immediately notify us of the chringe(s) and provide us with relevant documentation to verily these changes. ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance ol the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions ol Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below. you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-U.S. Organizations: Confirmation of Tax and Compliance Responsibilities You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your accountls) and your business relationship with DBTCA. Furthermore, you confirm that the necessary information Ito the best of your knowledge and capabilities) is made available no less than annuaNy to the relevant beneficial owner(s), settlods), beneficiatylies/, partner(s), etc.. to enable him/her/them to fulfill any respective tar: obligations that may arise for him/het/them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Condition for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to the inlormation provided by you on this Application. You represent and warrant that aN of the information provided by you on this Application is accurate. The Terms and Conditions for Deposit Accounts are subject to change. WM.6724b 01b624.090816 NV 7 ni 3 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001522 EFTA_000 14996 EFTA00165774  Acceptance You understand that this application is sypject to acceptance by OOTCA. Authorized Signer tOgb0/ AW.M0-1.1:16iY1;0. Print Name Pont NOM., t Mole For Bank Use Only Reviewed by: Title Tido 7\ Account numbers: 0OA tr0W MM0A CD/D8AG WM 167245 015624.090816 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001523 EFTA_000 14997 EFTA00165775