EFTA01518362.pdf

CHISLAINE MAXWELL -OAP HID ACCT. For the Period 4/1/13 to 4/30/13 Trade Date Per Unit Sett 'e Date Type Description Quantity Amount Market Cost Settled Securities Purchased 4/22 Purchase MUENCHENER RUECKVERSICHERUNGS - GESELLSCHAFT 650.000 19.544 (12,703.73) 4/25 AOR @ 19.5142 12,684.23 BROKERAGE 19.50 ESI SECURITIES COMPANY (ID: 626188-10-6) 4/22 Purchase NESTLE S A SPONS ADR REPSTG REG SH @ 69.878 290.000 69.918 (20,278.22) 4/25 20,264.62 BROKERAGE 11.60 ESI SECURITIES COMPANY (ID: 641089-40-6) 4/22 Purchase NOVARTIS A G ADR Q 72.4728 17,393.42 BROKERAGE 240.000 72.513 (17,403.02) 4/25 9.60 ESI SECURITIES COMPANY (ID: 66987V-10-9) 4/22 Purchase LUKOIL OAO SPONS ADR @ 58.6381 25,507.57 435.000 58.678 (25,524.97) 4/25 BROKERAGE 17.40 ESI SECURITIES COMPANY (ID: 677862-10-4) 4/22 Purchase TELEKOMUNIKASI IND SPONS ADR Q 48.82 976.40 20.000 48.86 (977.20) 4/25 BROKERAGE 0.93 ESI SECURITIES COMPANY (ID: 715684-10-6) 4/22 Purchase PETROCHINA CO LTD ADR .122.7321 15,955.17 130.000 122.772 (15,960.37) 4/25 BROKERAGE 5.20 ESI SECURITIES COMPANY (ID: 71646E-10-0) 4/22 Purchase RECKITT BENCKISER GROUP PLC SPONSORED ADR @ 510.000 14.36 (7,323.60) 4/25 14.33 7,308.30 BROKERAGE 15.30 ESI SECURITIES COMPANY (ID: 756255-20-4) 4/22 Purchase ROCHE HOLDINGS LTD SPONS ADR Q 60.4954 190.000 60.535 (11,501.73) 4/25 11,494.13 BROKERAGE 7.60 ESI SECURITIES COMPANY (ID: 771195-10-4) 4/22 Purchase ROYAL DUTCH SHELL PLC ADR @ 65.8161 14,150.46 215.000 65.856 (14,159.06) 4/25 BROKERAGE 8.60 ESI SECURITIES COMPANY (ID: 780259-10-7) 4/22 Purchase SIEMENS A G SPONS AOR @ 100.0942 20,018.84 200.000 100.134 (20,026.84) 4/25 BROKERAGE 8.00 ESI SECURITIES COMPANY (ID: 826197-50-1) JP Morgan Page 16 of 19 Confidential Treatment Requested by JPMorgan JPM-SDNY-00045587 Chase CONFIDENTIAL SDNY_GM_00314785 EFTA01518362