EFTA01519479.pdf

I ✓ ft CHISLAINE MAXWELL -TAP ARM ACCT. For the Period 2/1/14 to 2/28/14 Notes: • Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Transaction Settle Date Selection Method Description Cost Market Value • Securities Transferred Out 2/26 Free Delivery EATON VANCE FLOATING RATE-I TRANSFER TO UBS (8,191.630) (75,199.16) FINANCIAL SERVICES INC. TRADE DATE 02/25/14 75,281.00 (ID: 277911.49.1) 2/26 Free Delivery GOLDMAN SACHS TR STRG INCM INST TRANSFER TO UBS (13,465.823) (142,870.28) FINANCIAL SERVICES INC. TRADE DATE 02/25/14 141,991.00 (ID: 38145C-64-6) 2/26 Free Delivery HSBC FDS TOTAL RETURN I TRANSFER TO UBS (5,780.066) (58,089.66) FINANCIAL SERVICES INC. TRADE DATE 02/25/14 59,171.00 (ID: 40428X-15A 2/26 Free Delivery PIMCO UNCONSTRAINED BOND-P TRANSFER TO UBS (14,308.333) (16%253.33) FINANCIAL SERVICES INC. TRADE DATE 02/25/14 164,832.00 (ID: 72201M-45-3) 2/26 Free Delivery PRUDENTIAL INVT PORTFOLIOS 9 PRU ABRTN FDZ (9,610.855) (94,763.03) TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE 96,007.32 DATE 02/25/14 (ID: 74441J-82-9) 2/26 Free Delivery RBC FDS TR BLUBAY ABRTR I TRANSFER TO UBS (14,793.787) (155,038.89) FINANCIAL SERVICES INC. TRADE DATE 02/25/14 150,359.83 (ID: 74926P-34-0) Total Securities Transferred Out ($961,089.67) J.P. Morgan Account Page 7 of 8 Consolidated Statement Page 71 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046766 Chase CONFIDENTIAL SDNY_GM_00315964 EFTA01519479