EFTA01493858.pdf

FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 1/1113 to 1/31/13 Adjusted Tax Cost Unrealized Est. Annual Income Price Quantity Value Original Cost Gain/Loss Accrued Interest Yield Cash PROCEEDS FROM PENDING SALES 1.00 1,130 414 62 1.130.414 62 1.130.414 62 Total Cash $10,995,163.78 310.995.163.78 $0.00 81,233.28 0.01% 8141.03 Non-USD Cash CANADIAN DOLLAR 1.00 0.01 0.01 0.01 EURO PRINCIPAL CURRENCY 1.38 837,388.58 1,136,670.42 1,076,801.61 59,863 81 Total Non-USD Cash $1.136,670.43 61.076.801.62 $59.868.81 $0.00 0.00% US Fixed Income AMERICAN AXLE & MFG INC 103.24 2,500,000.00 2,581,075.00 2,615,625.00 (34,550.00) 196,875.00 6.95% 7 7/8% MAR 1 2017 82,030.00 DTD 2/27/2007 02406P-AF-7 B /B2 NRO ENERGY INC 112.83 1,000,000.00 1,128,250.00 1,001,500.00 124,750.00 76,250.00 4.74% 7 5/8% JAN 15 2018 3,388.00 DTD 07/15/2011 629377-BN-1 BB-481 HEADWATERS INC 108.25 1,000,000.00 1,082,500.00 1,035,000.00 47,500.00 76,250.00 6.00% 7.625 04/01/2019 DTD 03/11/2011 25,418.00 42210P-A0+5 B+ /B2 EARTHUNK INC 108.00 1,000,000.00 1,080,000.00 1,033,500.00 46,500.00 88,750.00 7.26% 8 7/8% MAY 15 2019 18,736.00 DTD 05/17/2011 270321-AC-6 B- /B2 J.P.Morgan Account W23560001 Page 13 of 38 Consolidated Statement Page 16 Confidential Treatment Requested by JPMorgan JPM-SDNY-000 16778 Chase CONFIDENTIAL SDNY_GM_00285976 EFTA01493858