EFTA01452936.pdf

., .... 07 LW 2014 SOU ERN Pi Pape 2 a 2 R'• 182298 A Deutsche SenkAO SOUTHERN FINANCIAL. LW Settlement NotCcy NotCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USD) 366364436/ SOUTHERN ExEural 21-Nor-2013 20-Nov-2014 25-Nov-2014 (1,0130.000.00) USD 101.030.000 FY SHORT EUROPEAN CALL 101 0003 (43.68023) 710423459 FINANCIAL. LLC 366364436/ SOUTHERN FXOneBefOneT 21-Nut-2013 20-Nov-2014 25-Nov-2014 (21.0002) USD 0 JPY LONG EUROPEAN 0.0300 11.722 95 710423461 FINANCIAL. LLC ouchOpt 366364436I SOUTHERN EXOnef3arOneT 21-Nof-2013 20-Nov-2014 25-Nov-2014 (21ff 001 USD 0 JPY LONG EUROPEAN aoom 9,50332 710423463 FINANCIAL. LLC ouchOpt 3663644361 SOUTHERN EXOnef3mOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000 Ctil USD 0 JPY LONG ELRCPEAN 0.0000 841816 710423465 FINANCIAL. U.0 ouchOpt 377817895/ SOUTHERN FkuroOpl 17-Jan-2014 17-A4x-2014 21-Apr-2014 (10,0000(800) USD town CO CAD SHORT ELRCPEAN CALL 1.1000 (133.427 13) 737154817 FINANCIAL. LLC 377817895/ SOUTHERN EXOneBarEuro 17-Jen-2014 17-Apr-2014 21-Apr-2014 (10.030.0:0 OD) USD 11,308,00000 CAD SHORT ELRCPEAN CALL 1.1300 13.42218 737154818 FINANCIAL, LLC CPI 3813885044 SOUTHERN FkuroOpt 31-Jan-2014 01Noy-2014 07-May-2014 (10.0:0.020.R USD 1.025.000,000 JPY SHORT ELRCPEAN CALL 1025000 071717/783 745230311 FINANCIAL, LLC 3AX115615/ SOUTHERN F)curcOpi C6-htir-2014 17-Apr-2014 21-Apr-2014 10,000.(00 00 USD (11000.0kao) CAD LONG ELRCPEAN CALL 1.1000 133427.13 762758526 FINANCIAL, U.0 3sesass1st SOUTHERN FXOneBarEuro C6-Mer-2014 17-Apr-2014 21-Apr-2014 (10,0 CO) CO) USD 11,300,00000 CAD SHORT ELRCPEAN CALL 1.1300 (13,422 18) 762758531 FINANCIAL. LLC OPI Subtotal: (185.43859) Bat (188338.59) Statement ID: 18229820140307_20140310_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0110265 CONFIDENTIAL SDNY_GM_00256449 EFTA01452936