EFTA01006351.pdf

From: "Jeffrey E." <jeevacationggmail.com> To: Richard Kahn Subject: Re: Trade recap: SPX over RTY outperfonnance option - Southern Trust Company Date: Wed, 25 Jul 2018 14:58:00 +0000 Inline-Images: image002.jpg; image001.jpg Yes On Wed, Jul 25, 2018 at 3:56 PM Richard Kahn < > wrote: did you approve taking off this trade as i see paul sold for 13Ik not the 150k he mentioned in email to you.. please advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 tel Begin forwarded message: From: Paul Barrett < Subject: One more Date: July 24, 2018 at 3:06:37 PM EDT To: jeffrey E. <[email protected]> Cc: Richard Kahn < We are long an SPX vs Russell outperformance option that expires on August 17th . We spent $143,000 back in early June. Unwind is $150,000. I would like to take it off. I think unless we get big earnings beats from FB and AMZN, the SPX will likely give back some of the gains vs Small Cap. GOOG had great numbers and the SPX couldn't hold onto the gains. Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11th Floor, New York, NY 10019 EFTA01006351 Begin forwarded message: From: "Ens, Amanda" Subject: RE: Trade recap: SPX over RTY outperformance option - Southern Trust Company Date: July 25, 2018 at 9:30:59 AM EDT To: "'Paul Barrett'" mrka brim < Jeanne Brennnan Wiebracht Cc: "Rothber Justin D" EMEA EQD Settlements Southern Trust Company sold the SPX/RTY $10mm outperformance option yesterday for $131,000. Could you please reply to all agreeing to the $131,000 amount so that it can be paid to your BofA standard settlement instructions (account ending in =, FFC Southern Trust?) Thanks, Amanda Amanda Ens Director Bank of America Merrill Lynch Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park, 5th Floor, New York, NY 10036 Phone: Mobile: From: Ens, Amanda Sent: Wednesday, June 06, 2018 5:14 PM To: Paul Barrett ; rkahn ; Jeanne Brennan Cc: Rothberg, Justin D ; Tome, Christine C Miller, Allison - NEW YORK NY ; EMEA EQD Settlements Subject: Trade recap: SPX over RTY outperformance option Southern Trust Company bought $10mm SPX over RTY ATM outperformance option for I7Aug 2018 expiry for 1.43% Initial SPX Level 2,772.350 Initial WY Level 1,675.949 EFTA01006352 Premium payable: $143,000 Here are our wiring instructions for premium payments to BANA (same as last time): Bank of America, NA New York, NY ABA: Swift: Beneficiary name: Bank of America, NA Swift: Beneficiary Acct: Thanks, Amanda Amanda Ens Director Bank of America Merrill Lynch Men-ill Lynch, Pierce, Fenner & Smith Incorporated One B ant Park, 5th Floor, New York, NY 10036 Phone: Mobile: This is a Sales view, NOT research. Alf pricing is indicative. For Institutional Investors only. lacid:Image003.jpg@0lD 27B0E.95197D80 This message, and any attachments, is for the intended recipient(s) only, may contain information that is privileged, confidential and/or proprietary and subject to important terms and conditions available at I If you are not the intended recipient, please delete this message. This message, and any attachments, is for the intended recipient(s) only, may contain information that is privileged, confidential and/or proprietary and subject to important terms and conditions available EFTA01006353  at If you are not the intended recipient, please delete this message. please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved EFTA01006354