EFTA02359582.pdf

From: Richard Kahn Sent: Tuesday, March 31, 2015 6:21 PM To: Jeffrey E. terrible execution as stock was 14.40/14.42 with approx 415k =f volume when you placed order also should i challenge =06 vs .03? a few thoughts: 1) we could shut down Galloway as he is =own to 1 position TBIO (currently at 1.45) and use TD Ameritrade for =lane vanilla executions they charge 9.99 per =rade https://www.tdameritrade.com/pricing.pagettStocks 2) another idea is for =utterfly to take loan from SFL and purchase your next idea in that =ccount to hopefully utilize cap loss carry which will be approx =,000,000 - 1,100,000 in 2015 (butterfly cash =alance after yesterday wire is approx 83,000) Richard Kahn HBRK Associates Inc. New York, NY 10022 tel fax - cell Begin forwarded message: From: =/b>Vahe Stepanian To: Richard Kahn Cc: Daniel Sabba Ariane Dwyer Subject: ./b>RE: ICJ Date: =/b>March 31, 2015 at 2:11:04 PM =DT Classification: Confidential EFTA_R1_01348863 EFTA02359582 Yes, CC'ed you on report. =ommission is $0.06/sh. From: Richard Kahn (mailto Sent: Tuesday, March 31, 2015 2:09 PM To: Vahe Stepanian Subject: Re: [CI has order been filled what was commission on trade please advise thanks Richard Kahn HBRK Associates Inc. New York, NY 10022 tel fa cell On Mar 31, 2015, at 1:33 PM, Vahe =tepanian > wrote: Classification: Confidential Got it Jeffrey. Will be back to you in = few minutes with your print. Thank you, Vahe 2 EFTA_R1_01348864 EFTA02359583  From: Daniel Sabba Sent: Tuesday, March 31, 2015 1:31PM To: Vahe Stepanian Subject: FW: [CJ Classification: Confidential From: Jeffrey E. [mailto:[email protected]] Sent: Tuesday, March 31, 2015 1:31PM To: Daniel Sabba; Richard Kahn Subject: Re: [CI 15 thousand =hares. thanks On Tue, Mar 31, 2015 at 1:29 PM, =aniel Sabba mailto: > wrote: Classification: Confidential Looking into it. From: jeffrey E. [mailto:[email protected] <mailto:[email protected]> Sent: Tuesday, March 31, 2015 1:28 PM To: Daniel Sabba; Richard Kahn Subject: buy =5k wisdom tree, wetf &=bsp; please note The =nformation contained in this communication is confidential, may be attorney-client privileged, may 3 EFTA_R1_01348865 EFTA02359584  constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected] <mailto:[email protected]> , and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved This communication may contain confidential and/or privileged =nformation. If you are not the intended recipient (or have received =his communication in error) please notify the sender immediately and =estroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly =orbidden. Deutsche Bank does not render legal or tax advice, and the information =ontained in this communication should not be regarded as =uch. please =ote The information contained in this =ommunication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected] <mailto:[email protected]> , and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved This communication may contain confidential and/or privileged =nformation. If you are not the intended recipient (or have received =his communication in error) please notify the sender immediately and =estroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly =orbidden. Deutsche Bank does not render legal or tax advice, and the information =ontained in this communication should not be regarded as =uch. 4 EFTA_R1_01348866 EFTA02359585  This communication may contain confidential and/or privileged =nformation. If you are not the intended recipient (or have received =his communication in error) please notify the sender immediately and =estroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly =orbidden. Deutsche Bank does not render legal or tax advice, and the information =ontained in this communication should not be regarded as such. = 5 EFTA_R1_01348867 EFTA02359586