EFTA01351011.pdf

Subject: Fw: Epstein - Assets to transfer [C] From: Vahe Stepanian Date: Mon, 02 Dec 2013 15:48:25 -0500 To: Lisa D Hurd Cc: Amanda Kirby Classification: Confidential Per Janet @ JPM. Euroclear = Forwarded by Vahe Stepanian/db/dbcom on 12/02/2013 03:47 PM From: Vahe Stepanian/db/- dbcom 1 Lisa D Hurd/db/- Cc: Amanda Kirby/db/- Date: 12/02/2013 03:41 PM Subject: Fw: Epstein - Assets to transfer [C] Classification: Confidential Lisa - do you need anything else to process? Thanks, Vahe EFTA01351011  Forwarded by Vahe Stepanian/db/dbcom on 12/02/2013 03:41 PM < From: "Young, Janet E" To: Vahe Stepanian/db/- Cc: Amanda Kirby/db <=a, Lisa D Hurd/db/ PB-Service1318 <PB- Date: 12/02/2013 03:40 PM Subject: RE: Fw: Epstein - Assets to transfer [C] Vahe, Current market values are noted next to the security names below. JPM Southern Financial, - Assets to be transferred to Pershing LLC A/C # — Southern Financial, LLC 3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY EUROCLEAR ISIN: - Pershing Euroclear # = . Please confirm t/d, s/d and amount so that we can match free delivery. Units 3,000,000 - Market Value - $3,220,320.00 LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR ISIN: - Pershing Euroclear # Please confirm t/d, s/d EFTA01351012 and amount so that we can match free delivery. Units — 1,500,000 Market Value - $1,785,435.00 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN - Pershing Euroclear # = . Please confirm t/d, s/d and amount so that we can match free delivery. Units — 2,500,000 Market Value - $2,020,000.00 JPM Southern Trust Co., Inc. I — Assets to be transferred to Pershing LLC A/C # 2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN - Pershing Euroclear # Please confirm t/d, s/d and amount so that we can match. Units — 2,000,000 Market Value - $1,616,000.00 Best Regards, Janet Young Janet E. Young' Vice President I Private Bank' J.P. Morgan NMLS ID # - 500 Stanton Christiana Road, Newark DE 19713 T: I F: Alternate contacts: Gina Magliocco and Jason Grosse' T: I F: From: Vahe Stepanian [mailto: Sent: Monday, December 02, 2013 3:22 PM To: Young, Janet E Cc: Amanda Kirby; ; Lisa D Hurd; PB-Service1318 Subject: RE: Fw: Epstein - Assets to transfer [C] Classification: Confidential Great, thanks Janet. My back office tells me that we also need values for the Euroclear positions. Can you please clarify? Thank you, Vahe EFTA01351013 (Embedded image moved to file: pic26289.gif) Vahe Stepanian Associate I Wealth Investment Coverage Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor New York NY 10154-0004 Tel. Fax Mobile Email (Embedded image moved to file: pic15855.gif) Fro "Youn , Janet E" m: To: Vahe Ste anian/db/- Cc: Amanda Kirby , Lisa D Hurd/db/- PB-Service1318 Dat 12/02/2013 03:15 PM e: Sub RE: Fw: Epstein - Assets to transfer [C] jec EFTA01351014 t: Vahe, We are setting up the global deliveries for each account as TD 12/02/13 and SD 12/03/13. Best Regards, Janet Young Janet E. Young' Vice President I Private Bank' J.P. Morgan I NMLS ID # - 500 Stanton Christiana Road, Newark DE 19713 T: I F: Alternate contacts: Gina Magliocco and Jason Grosse' T: I F: To ensure a rom t res onse, please direct our reply to our team: T: I F: From: Vahe Stepanian [mailto: Sent: Monday, December 02, 2013 10:23 AM To: Young, Janet E Cc: Amanda Kirby; Lisa D Hurd; PB-Service1318; Subject: Re: Fw: Epstein - Assets to transfer [C] Classification: Confidential Janet, Hope you had a great weekend. Thank you in advance for your help with the below. Please see my notes below in red. JPM South • • l, LLC - Assets to be transferred to Pershing LLC A/C # — Southern Financial, LLC 2,000,000 HSBC Cont Buffer SXSE 08/29/14 80% EKO BARRIER- 4% CPN / 17% CAP Cusip: — tx via DTC - Okay to free deliver: Pershing DTC # = EFTA01351015  1,000,000 3PM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: — tx via DTC - Okay to free deliver: Pershing DTC # = 2,000,000 SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75% BARRIER- 10%CPN ,UNCAPPED Cusip: — tx via DTC- Okay to free deliver: Pershing DTC # = 3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY EUROCLEAR ISIN: ■ - Pershing Euroclear # = Please confirm t/d, s/d and amount so that we can match free delivery. LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR ISIN: - Pershing Euroclear # Please confirm t/d, s/d and amount so that we can match free delivery. 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISINU - Pershing Euroclear # = =. Please confirm t/d, s/d and amount so that we can match free delivery. EUR 291,846.67 — EURO cash wire instructions needed. Relevant instructions: Bank: Citibank, Frankfurt SWIFT: CITIDEFF Account name: Pershin LLC IBAN: For Further credit to: Southern Financial, LLC Account #: 3PM Southern Trust Co. , Pershing Inc.IIIIIIIIIII — Assets to be transferred to LLC A/C # 2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN - Pershing Euroclear # =—. Please confirm t/d, s/d and amount so that we can match. Thank you, Vahe EFTA01351016 (Embedded image moved to file: pic10545.gif) Vahe Stepanian Associate I Wealth Investment Coverage Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor New York. NY 10154-0004 Tel Fax Mobile Email (Embedded image moved to file: pic05802.gif) Forwarded by Amanda Kirby/db/dbcom on 11/27/2013 02:47 PM To: Amanda Kirby/db , Lisa D Hurd/db/- Cc: PB-Service1318 Harry Batter Date: 11/27/2013 02:40 PM Subjec Epstein - Assets to transfer t: EFTA01351017 Amanda and Lisa, Below is a summary of assets that we are in the process of transferring to Pershing LLC. They should be transferred in the next several business days. Please let me know what information you need to accept in the EUROCLEAR global securities. We are also going to need EURO wire instructions so that the currency can be transferred too. JPM Southern Financial, LLC - Assets to be transferred to Pershing LLC A/C # — Southern Financial, LLC 2,000,000 HSBC Cont Buffer SXSE 08/29/14 80% EKO BARRIER- 4% CPN / 17% CAP Cusip: — tx via DTC 1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: — tx via DTC 2,000,000 SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75% BARRIER- 10% PN ,UNCAPPED Cusip: — tx via DTC 3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY EUROCLEAR ISIN: LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY ISIN: 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN EUR 291,846.67 — EURO cash wire instructions needed JPM Southern Trust Co., Inc. I — Assets to be transferred to Pershing LLC A/C # 2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN Thank You! Janet Young EFTA01351018 Janet E. Young' Vice President I Private Bank' J.P. Morgan I NMLS ID # - 500 Stanton Christiana Road, Newark DE 19713 T: F: Alternate contacts: Gina Magliocco and Jason Grosse' T: I F: To ensure a rom t res onse, please direct our reply to our team: T: I F: This email is confidential and subject to important disclaimers and conditions including on offers for the purchase or sale of securities, accuracy and completeness of information, viruses, confidentiality, legal privilege, and legal entity disclaimers, available at http://www.jpmorgan.com/pages/disclosures/email. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This email is confidential and subject to important disclaimers and conditions including on offers for the purchase or sale of securities, accuracy and completeness of information, viruses, confidentiality, legal privilege, and legal entity disclaimers, available at http://www.jpmorgan.com/pages/disclosures/email. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. EFTA01351019 Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This email is confidential and subject to important disclaimers and conditions including on offers for the purchase or sale of securities, accuracy and completeness of information, viruses, confidentiality, legal privilege, and legal entity disclaimers, available at http://www.jpmorgan.com/pages/disclosures/email. EFTA01351020