EFTA01584150.pdf

Sep -29.2011 oA 36 PM iPtitorgan Chase 302.634-5955 Swetra, Gina From: Giuffrida, David J Sett Thursday, September 29.2011 11.c4 AM To: PB-Service1318 Cc: Sharikar, Sukrultia, Bookman, Stacey; Htoon, Wai; Katz, ra L; Sylvester, Michaei, Morrissey, Kevin; JPMS Credit, PB Credit Risk Managemert Hshao, Cernis, Hughes, William; Kumar, B B , Barrett Pa; S Morns, Paul V, Baron, Stephen P, Weissend, Renee E Subject: RE Immedate Action Required - REG T - FEDI4OUSE CALL - 242 00686 251 91HTINANCIAL TRUST COMP Importance: High dent service team, ■ Aour- Cktbi • Please move 528,320 from financial tn.st W accoun.. to the margin account to cure this call. Thanks David J. Giuffrida J P Morgan I Global Invnrment Opp°, .0ntbes Group 40 West 57th Street, Hoot 33 New Yo NY 10319 F From: Kumar, B.B. Sent Thursday, September 29, 2011 10:15 AM To: Barret, Paul 5; Morris, Pau V; Gliffrlda, David 3; 3aron, Stephen P; Weissend, Renee E Ca Siankar, Sukrutta; Bookman, Stacey; Htcon, War, Kat:, Ira Li, Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Maragancnt; Hsiao, Dennis; Hughes, William Subject Immediate Action Required - REG T - FED;HOUSE CALL - 91li*FINANCIAL TRUST COMP Importance: High Team: Activities in the account yesterday generated this Federal/House cat as noted be 'ow. Please provide us your action how to cure mese calls before 2:00 PM today so that it can be updated to under report. ***REGULATION T FEDERAIJHOUSE CALL*" Date: 09/29/2011 RE: 25*91H*FINANCIAL TRUST COMP "Iransacnon(s) on 0912812011 in sulir,ect account created a House Call for $28,320 (\kith imbedded Federal CaU for S28,320 due no later than 10/05'20111 due no later than 10/04/2011. The Fed call will automatically be cleared bs sitti.fy in the Howie call. 1 ID 036109293131741DATE 09M72011 20 37 00 Page 1 of 2 DO 0567316607 CSO 302414.5955 IICEX1 IN0EX2 Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00063991 EFTA01584150