EFTA01360974.pdf

Fenn W-9 (Rev December 20in Request for Taxpayer Give Form to the requester. Do not Department of the Treasury Identification Number and Certification send to the IRS. Internal Rewue Seewce Nano (as shown on your income tax 'roan. Southern Trus Company, Inc. N Buiness nanateregarded entity name. if different from above g Southern Financial LLC n r . aPProplate box for wend tax classification a Check 2 LJ IntwidueVuole proprietor 0 C Corporation 0 S Corpastion 0 Pa4nership El TrusVostate •1 • Exantit Payee D Limited fobility comp:fry. Enter the tax classification (C=C Corporation, 94 CC(Poratlal. Pmeortnalinsa) o ___....—.. .£ : ,.., cr. , Li Other 403 .nstructicaspl. E Address (number. street and apt. er sue* no) Requesterenemeand addrew (optional) il 6100 Red Hook Quarter 83 . City, state, and ZIP code 6 fn St. Thomas, USVI 00602 list account numbed.) nere (options) • art I Tax • ayer Identification Number (TIN) Enter your TIN in the appropriate box. The TIN provided must match the name given on the -Name' line Sedal sway number to avoid backup withholding. For individuals, this is your social security number (SSN). However, for a resident alien, sole proprietor, or disregarded entity, see the Pan I Instructions on page 3. For other entities, it is your employer identification number (Ells0. If you do not heye a number, see How to get a TIN on page 3. Note. II the account Is in more than one name. see the chart on page 4 for guidelines on whose I Dr•ployer klenalleallen number number to enter. 0 7 9 9 1 2 Part II Certification Under penalties of perjury. I certify that: ,. The number shown on this form is my correct taxpayer identification number (odarn waiting for a number to be issued to me), and 2. lam not subject to backup withholding because: (a) I ant exempt from backup withholding, or (b) I have not been notified by the Internal Revenue Service (IRS) that I am subject to backup withholding as a result of a failure to report all interest or dividends, a (c) the IRS has notified me that I am no longer subject to backup withholding, and 3. I am a U.S. citizen or other U.S. person (defined below). Certification instructions- You must cross out item 2 above it you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return. For real estate transaction, item 2 does not aeon/. For mortgage interest paid, acquisition or abandon/tient-4f secured property. cancellation of debt. contrtutions to an individual retirement arrangement (IRA), and generally, payments other than interest and efividonds, you are not rintired tosign the certification, but you must provide your correct TIN. See the instructions on page 4. Sign i s,9,„,1„„,0 Here us persons. t\ Data 3 General Instructions Note. II a requester glass you a form other than Form Wii9 to request your TIN, you must use the requester's form if it is substantially similar Section references are to the Internal Revenue Codeon ass o to this Form W-9. noted. Definition of a U.S. person. For federal tax purposes, you are Purpose of Form considered a U.S. Person 0 you are: A person who is required to fire an informatkvi return with the IRS must • An individual who is a U.S. Citizen or U.S. resident alien. obtain your correct taxpayer identilicatiOn number (DM to report, for • A partnership, corporation, company, or association created or exampie, income paid to you, real estate transactions, mortgage interest organized in the United States or under the laws of the United States, you paid, acquisition or abandonment of secured property. cancellation • An estate (other than a foreign estate), or of debt, a contributions you made to an IRA. • A domestic trust (as defined in Regulations section 301.7701-7). Use Form W-9 only if you are a U.S. person (including a resident alien), to provide your correct TIN to the person requesting it (the Special rules for partnerships. Partnerships that conduct a trade or requester) and, when app business In the United States are generally required to pay a withholding tax on any foreign partners' share of income from such business. 1. Certify that the TIN you are giving is correct (or you are waiting for a Further, In oertain cases where a Form W-9 has not been received, a number to be issued). partnership Is required to presume that a partner is a foreign person, 2. Certify that you are not SUbieCt to backup withholding. or and pay the withholding tax. Therefore, if you are a U.S. person that is a 3. Palm exemption from backup withholding if you we a U.S. exempt partner in a partnership conducting a trade or business In the United payee. If applicable, you are also certifying that as a U.S. person, your States, provide Form W-9 to the partnership to establish your U.S. allocable share of any partnership income from a U.S. trade or business status and avoid withholding on your share of partnership income. Is not subject to the withholding tax on foreign partners' share of effectively connected income. Cat. No. 10231X Form W-9 (Ftev. t2-2011) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0049672 CONFIDENTIAL SDNY_GM_00195856 EFTA01360974