EFTA01453380.pdf

-747,1111 : : 77 Werrilibtril"TiTirr777117 .- 1 19 Mai 2014 Page 2 Of 2 IIISSINIS Deutsche Bank AG SOUTHERN FINANCIAL, LLC PX • Options Settlement Not Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTIMUSD1 366364436] SOUTHERN FxEurcepl 21.Nor.2013 204Iov.2014 25.1loy.2014 (LOCO OCO CO, 1isl; 101.030.000 JPY SHORT EUROPEAN CALL 1010000 710423459 FINANCIAL. LLC 366364436] SOUTHERN EXOneBstOneT 21-Not-2013 20-Nov-2014 25-Nov-2014 (21.000601 USD 0 JPY LONG EUROPEAN 0.0000 1487633 710423461 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN FXOneBarOneT 21-Nor-2013 2041ov.2014 25-Nov-2014 (21ff 001 USD 0 JPY LONG EUROPEAN 0.0000 12.749 49 710423463 FINANCIAL. LLC ouchOpt X6364436/ SOUTHERN EXOneBanOneT 21-Nov-2013 20.Nov.2014 25-Nov-2014 (21(000; USD 0 PY LONG EtPCPEAN 0.0003 1082795 710423465 FINANCIAL, LLC ouchOpt 381388504i SOUTHERN FxEuroOpl 31-Jan-2014 01.May-2014 07-May-2014 (1O.CCO.0030:8 USD 1.025000.000 SY SHORT ELIRCPEAN CALL 102 5000 ;71 7(.0 70) 745230311 FINANCIAL. LLC 390650729r SOUTHERN FXD9talept 13-Mar.2014 14-Apr-2014 'IS-Apr-2014 (1,000.0(00D) USD SHORT ELRCPEAN CALL 37 5950 :i 3,3 082 6s) 767041028 FINANCIAL, LLC Subtotal f 5C4 517)55: Commas-Davadves Long! NotCCy Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Strike Price MTM(USCN 390932915' SOUTHERN FINANCIAL. Commodity 13.Mar.2014 15.May-2014 22.May-2014 LONG EUROPEAN WTI 103.00303 USD 0 COX i,...i..I ;‘., 1.,,r; 767318425 LLC Demahve Subtotal: )).4)) 155 55: Total: (252,668.11) Statement ID : 182298_20140319_20140320_1 The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0110938 CONFIDENTIAL SDNY_GM_00257122 EFTA01453380