📄 Extracted Text (457 words)
Supplemental Plan of Distribution (Conflicts of Interest)
Under the terms and subject to the conditions contained in a distribution agreement dated May 7, 2007, as amended, which we
refer to as the distribution agreement, we have agreed to sell the securities to CSSU. We may also agree to sell the securities
to other agents that are parties to the distribution agreement. We refer to CSSU and other such agents as the "Agents."
The distribution agreement provides that the Agents are obligated to purchase all of the securities if any are purchased.
The Agents may offer the securities at the offering price set forth on the cover page of this pricing supplement, may receive
varying discounts and commissions of up to $15 per $1,000 principal amount of securities and may pay selected broker-dealers
and other distributors additional marketing, referral or other fees, commissions, or retrocessions of up to 1.50% in connection
with the distribution of the securities. In no case will the sum of the fees, commisssions or retrocessions exceed 1.50%. The
Agents may re-allow some or all of the discount on the principal amount per security on sales of such securities by other
brokers or dealers. If all of the securities are not sold at the initial offering price, the Agents may change the public offering price
and other selling terms.
An affiliate of Credit Suisse has paid or may pay in the future a fixed amount to broker-dealers in connection with the costs of
implementing systems to support these securities.
We expect to deliver the securities against payment for the securities on the Settlement Date indicated herein, which may be a
date that is greater than two business days following the Trade Date. Under Rule 15c6-1 of the Securities Exchange Act of
1934, as amended, trades in the secondary market generally are required to settle in two business days, unless the parties to a
trade expressly agree otherwise. Accordingly, if the Settlement Date is more than two business days after the Trade Date,
purchasers who wish to transact in the securities more than two business days prior to the Settlement Date will be required to
specify alternative settlement arrangements to prevent a failed settlement.
CSSU is our affiliate. In accordance with FINRA Rule 5121, CSSU may not make sales in this offering to any of its discretionary
accounts without the prior written approval of the customer. A portion of the net proceeds from the sale of the securities will be
used by CSSU or one of its affiliates in connection with hedging our obligations under the securities.
For further information, please refer to "Underwriting (Conflicts of Interest)" in any accompanying product supplement.
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0076270
CONFIDENTIAL SDNY_GM_00222454
EFTA01378987
ℹ️ Document Details
SHA-256
61506a14cdd876591207e5f5cd2acf27124341b7ffaabe8114e30f3383d3606e
Bates Number
EFTA01378987
Dataset
DataSet-10
Document Type
document
Pages
1
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