EFTA01374175.pdf

KYC Print Page 7 of 9 DB PWM GLOBAL KW,/ NOA: US, LatArn /Int'l PART B rA Relationship Name ALMISIHAL RELATIONSHIP Booking Center PINY • 7 Moderate 7.1 floffshore Risk ni t High Rstg Yoonsun Chung NY/Offshore (Compliance Sgnature) L. OB Employee rp DB Managed RC i...: DB is Trustee:Co-Trustee 1 0 Bearer Shares 4. Attachments A. Type of Photo ID Provided 7 Drivers License 0Passport 7 National/ State ID M Other Checklist of names (individuals and/or entities) that were subm fled for database B. 0 Yes Eli No searches is attached C. Please indicate the results of the database searches performed RDC searches complete .5 Yes ❑No negative results found 0 Yes 5 No PCR checks complete ..5 yes ONO negative results found ClYes 5 No OFAC checks com plete P.: Yes 0 No negative results found Dyes 74- No SI S searches corn plete (Lexis/Nexis. Factwa. Reuters. Dow Jones, DAB) 0 yes 0 No negative results found El Yes t4.5 No Denial Orders checks complete 5 Yes 0 No negative results found 0 Yes 5 No Martindale-Hubbell searched (Lawyers/Law Firms only) ❑yes 5 No negative results found 0 Yes • No Please summarize any negative results from the database searches indicated above: No negative media found in searches D BISIRDC/PCR. Almisehal Group found in a court case as being a large telecommunications provider in Saudi Arabia. Mil Hann Almisihal listed in Of Wore Leak it internet searches, no other negative media found in internet searches To the best of your knowledge, has the client ever been convicted of a criminal E. 0 Yes WI No offense? To the best of your knowledge. has the customer ever been involved in any past litigation against Deutsche Bank AG or any of its subsidiaries or Is the customer F. threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes 0 Yes W.; No provide details below and contact Qualify Mgt. (Latilm/Int7) or the Regulatory Control Group and notify Compb'ance immediately) Does the client or related party have any financial or other association I interactions G. within countries or regimes sanctioned by the Office of Foreign Assets Control II Yes 0 No (OFAC)? Does the client or related party have any financial or other association/ interactions —i H. within high risk countries? J Yes R NO I. Corporate Documentation Attached (Legal Entities Only) ®Yes 0 No 0 Not Applicable J. Undisclosed Principal Form Complete (Intermediaries Only) 7 Yes FA No , I Not Applicable K If LexisiNexis Search Results. Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature/contents of the non•English Documentation: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid I N30000000D9Di&e... 4/25/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068738 CONFIDENTIAL SDNY_GM_00214922 EFTA01374175