EFTA01362943.pdf

EXPERIENCED TEAM Name Title/Responsibility Start Education Previous Firms Richard L. Servela, Jr. CEO and Co-Founder 2008. 06 Harvard Business School (MBA - 1990); Credit Suisse; UBS; General Motors Portfolio Manager (CYES) University of Michigan (BS in Mechanical Engineering - 1985) Curtis F. Brockelman, Jr. President and Co-Founder 2008 - 04 Duke University (Economics - 1991) Perth Bay Partners; Citigroup Chief Risk Officer; Chief Compliance Officer Allan Kennedy, CFA Partner 2009 05 Columbia University (MBA- 2000); Credit Suisse: Morgan Stanley; Head of Marketing University of Glasgow (BSc - 1993) Accenture Michael J. Zigmont, CFA Partner 2008 - 05 Dartmouth College (BA in Engineering Sciences - 1996) Morgan Stanley; Credit Suisse Head of Trading & Research Dennis Davin Partner 2013.05 Florida Institute of Technology (8.5. in Bus Adm - 1988) Macquarie Bank; Credit Suisse; Co-Portfolio Manager (LSR and PPP) Wolverine Trading lit Josh Diva Partner 2013 - 05 University of Chicago (MS in Financial Mathematics - 1998); Attalus Capital; Croft Suisse; Co-Portfolio Manager (LSR and PPP) University of Wisconsin in Madison (BS in Chem Eng - 1995) Societe Generale Ken Kwalik Managing Director 2016 - 02 Carnegie Mellon University (BS in Econorrics - 2000) Goldman Sachs; Credit Suisse: Co -Portfolio Manager (PWS and CWS) SLK-Hull Derivatives (GS) Tim Knowles Managing Director 2016. OS Duke University (Economics 1999) Credit Suisse; Tahoe Trading; Co-Portfolio Manager (PWS and CWS) Botta Capital Management Morton L. Fearey II Managing Director 2015 - 10 Bates College (BA in Psychology - 1988) Westfield Capital Management; Santander Global Advisors; PanAgora Asset Management; State Street P. Joseph Clough Chief Financial Officer 2015.03 Lynchburg College (Accounting 1992) RarriuS Capital Group; Zurich Capital Markets; Tudor Investment Corp Andrew Payne, CFA Director - Sales 2011 - 07 Washington and Lee University (BA in Economics - 2010) Los Angeles Clippers Nick Rigby Vice President of Operations 2013 - 03 Ithaca College (BS in Applied Psychology - 1994) 085; NorthCoast Asset Management; Smith Barney Yirong Li, CFA Chief Technology Officer 2013.03 Columbia University (MBA • 2004); Credit Suisse New Jersey Institute of Technology (MS in Ind Eng - 1994); South China University of Technology (BS in Elct Eng 1992) Josh Jennings Chief Infornation Officer 2015.03 University of Central Florida Jeffenes & Company: Actimwe: Credit Suisse; Donaldson, Lufkin & Jenrette Andrew Costagliola Associate of Operations 2017.01 St John's Unversity (MBA - 2005) Credit Suisse; Donaldson, Lufkin & Jenrette SUNY Albany (BA in Cornrnunications - 1999) For full biographies and other information, please visit: www.hvm.com CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052698 CONFIDENTIAL SDNY_GM_00198882 EFTA01362943