📄 Extracted Text (572 words)
Form S-1
Table of Contents
Where the shares are subscribed or purchased under Section 275 of the SFA by a relevant person which is:
• a corporation (which is not an accredited investor (as defined in Section 4A of the SFA)) the sole business of which is to hold
investments and the entire share capital of which is owned by one or more individuals, each of whom is an accredited investor; or
• a trust (where the trustee is not an accredited investor) whose sole purpose is to hold investments and each beneficiary of the trust is
an individual who is an accredited investor.
shares, debentures and units of shares and debentures of that corporation or the beneficiaries' rights and interest (howsoever described) in that trust
shall not be transferred within six months after that corporation or that trust has acquired the shares pursuant to an offer made under Section 275 of
the SFA except:
• to an institutional investor (for corporations, under Section 274 of the SFA) or to a relevant person defined in Section 275(2) of the
SEA, or to any person pursuant to an offer that is made on terms that such shares, debentures and units of shares and debentures of
that corporation or such rights and interest in that trust are acquired at a consideration of not less than 55200.000 (or its equivalent
in a foreign currency) for each transaction, whether such amount is to be paid for in cash or by exchange of securities or other
assets, and further for corporations, in accordance with the conditions specified in Section 275 of the SEA;
• where no consideration is or will be given for the transfer; or
• where the transfer is by operation of law.
Notice to Prospective Investors in Australia
No prospectus or other disclosure document (as defined in the Corporations Act 2001 (Cth) of Australia ("Corporations Act")) in relation
to the common stock has been or will be lodged with the Australian Securities & Investments Commission ("ASIC"). This document has not been
lodged with ASIC and is only directed to certain categories of exempt persons. Accordingly, if you receive this document in Australia:
(a) you confirm and warrant that you arc either.
(i) a "sophisticated investor- under section 708(8Xa) or (b) of the Corporations Act;
(ii) a "sophisticated investor- under section 708(8Xe) or (d) of the Corporations Act and that you have provided an accountant's
certificate to us which complies with the requirements of section 708(8)(cXi) or (ii) of the Corporations Act and related
regulations before the offer has been made;
(iii) a person associated with the company under section 708(12) of the Corporations Act. or
(iv) a "professional investor" within the meaning of section 708(11Xa) or (b) of the Corporations Act, and to the extent that you
arc unable to confirm or warrant that you arc an exempt sophisticated investor, associated person or professional investor under
the Corporations Act any offer made to you under this document is void and incapable of acceptance; and
(b) you warrant and agree that you will not offer any of the common stock for resale in Australia within 12 months of that common
stock being ivaal unless any such resale offer is exempt from the requirement to issue a disclosure document under section 708 of the
Corporations Act.
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httplAvsw.sce.gov/Archivecledgar/datat I 609989/000119312515218883/d734898dsl.htm17/20/2015 10:30:13 AMI
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0080222
CONFIDENTIAL SDNY GM_00228408
EFTA01381333
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EFTA01381333
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