EFTA01372324.pdf

Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Vijay-A Sawant Sent: Monday, September 24, 2018 5:54 AM To: Stewart Oldfield < Cc: Bradley Gillin < >; Mayur Rathod < >; Richard larossi Subject: RE: 2018 Periodic Review of High Risked Accounts J. Epstein Virgin Islands Foundation, Inc (GCIS#486427) & Hyperion Air, LLC (GCIS#487225) under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High Hello Stewart, As per COGS received last week (in separate email), we are all sorted for this case except the following — GCIS 486427 — We are unable to see this account in DB Insight. So we need expected size and frequency of regular inflows and outflows & what is the expected volume of assets and currency for the account approx. 90 days after opening. In addition to the below, could you advise the following info for account holder (J. Epstein Virgin Islands Foundation, Inc) as the numbers do not seem to make sense and can invite potential rejection point — Estimated Annual Gross Income(Entity):I100000 Estimated Annual Net Profit(Entity)1200(3000 Estimated Investable/Liquid Assets:r<$1MM Amt of assets planned to invest w/ PWM:ro We look forward to your feedback before we re-submit these cases for AML approval, thanks. Kind Regards, L Vijay Sawant KYC Case Representative Deutsche CIS Centre Private limited - Deutsche Bank Group Wealth Management Bt, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore aon East Mumbai - 400063, India Tel. Mobile CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066003 CONFIDENTIAL SDNY_GM_00212187 EFTA01372324