EFTA01458930.pdf

r p 14-4•1:-I774. 77=` , I - e an 09 Dec 2015 SOUTHERN FINAN Page 3 Of 3 Request 182298 t, As of 08 Dec 15 Dwindle Bark AG db Ticket Counterparty Ref. Entity Put/ Call Expiry Date Not.Amt Not.Ccy Not.Amt 2 Not.Ccy2 Strike Price MTM(USD) 612676 SOUTHERN TAPIR N 01-Feb-2016 12 5,10 (A ,:101 USD 25 4000 41 420 FINANCIAL L LC Subtotal: 41 420 69 •NDF Settlement Not.Ccy Not.Ccy DealGroupID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not.Amt 2 2 DBPays DBReceives BuySell MTM(USD) 5250355534 SOUTHERN FXNDF 30-Oct-2015 02-Aug-2016 00Aug-2016 iI200,00QCCO) JPY 11,540A00900 00 KRW (7272 31 1110119325 FINAkICIAL, LLC Subtotal: (IS 7n 53: Total: (1,386,631.19) Statement ID : 18n98_2015120820151209_1 The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 119077 CONFIDENTIAL SDNY_GM_00265261 EFTA01458930