EFTA01431178.pdf

Subject: RE: Appro - • Preferreds From: Andrew King Date: Wed, 15 Jun 2016 09:35:56 -0400 To: Zbynek Kozelsky <[email protected]>, Stewart Oldfield Cc: Joseph Dursi <[email protected]> Ziggy, Please confirm that this was sent to MRG for review. From: Zbynek Kozelsky Sent: Tuesday, June 14, 2016 2:50 PM To: Stewart Oldfield; Andrew King Cc: Joseph Dursi Subject: RE: Approval Needed - List of Preferreds You are absolutely right. And I have not even looked at it yet. Will send to MRG this PM. Ziggy fcid:[email protected] Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Key Client Partners - Americas Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor EFTA01431178 New York, NY 10154 Tel. Email: All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. This email may contain confidential and/or privileged information. If you are not the intended recipient (or have received this email in error), please notify the sender immediately and delete the email from your computer. Any unauthorized copying, disclosure or distribution of the material in this email is prohibited. From: Stewart Oldfield Sent: Tuesday, June 14, 2016 2:44 PM To: Andrew King; Zbynek Kozelsky Cc: Joseph Dursi Subject: RE: Approval Needed - List of Preferreds Guys, We can't take three days to send an email with basic information to one of our most sophisticated clients. From: Andrew King Sent: Monday, June 13, 2016 5:00 PM To: Andrew King; Zbynek Kozelsky Cc: Stewart Oldfield; Joseph Dursi Subject: RE: Approval Needed - List of Preferreds EFTA01431179 Hey Ziggy, I thought I'd send a quick note to see if you were able to review the list. Stew had a conversation with the client today, and he'd like us to send something as soon as possible. Thanks! From: Andrew King Sent: Friday, June 10, 2016 3:22 PM To: Zbynek Kozelsky Cc: Stewart Oldfield Subject: Approval Needed - List of Preferreds Ziggy, I've attached a list of preferred equities that was asked for by Richard Kahn; the CFO for Southern Financial, which is an investment entity for the personal wealth of Jeffrey Epstein (one of Stew Oldfield's clients). The list isn't a recommendation. Instead, it is a list of commonly traded preferred equities, which Richard and Jeffrey can select from to build their own basket. The original list was provided by Delores Rubin from STG. ISG added the preferred equity CUSIPS, the average daily volume, the Bloomberg consensus rating for the issuers' common equity, and the DB rating for the issuers' common equity columns. Bloomberg was the source of the non DB information. EFTA01431180 We'd like to send on Monday afternoon at the latest. Please let us know what disclosures would be required for approval. Thanks in advance. Best regards, Andrew King fcid:[email protected] Andrew King, CFA Vice President I Investment Solutions Group Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Fax + Mobil Email fcid:[email protected] EFTA01431181