EFTA01521486.pdf

GHISLAINE MAXWELL ACCT. For the Period 12/1/12 to 12/31/12 Adjusted Tax Cost Unrealized Est. Annual Inc. Price Quantity Value Onginal Cost Gain/Loss Accrued Div. Yield Preferred Stocks CITIGROUP CAPITAL XIII 27.90 10,000.00D 279,000.00 261,300.00 17,700.00 19,690.00 7.06% 7 7,6% PFD 173080-20-1 C PNNA /BA1 COUNTRYWIDE CAPITAL V 25.19 4,200.000 105,798.00 98,778.96 7,019.04 7,350.00 6.95% 7% PFD 222388-20-9 CFC PB JPM CHASE CAPITAL XXIX 25.55 2,500.000 63,875.00 62,500.00 1,375.00 4,187.50 6.56% 61% PFD 1,046.88 48125E-20.7 JPM PC Total Preferred Stocks 8441,873.00 8422.679.88 828,084.04 831,227.60 8.88% 81,048.89 Concentrated & Other Equity GENERAL MOTORS CO 44.13 1,000.000 44,130.00 50,000.00 (5,870.00) 2,375.00 5.38% CV PFD B 37045V-20-9 GM PB JPMORGAN CHASE & CO 113.35 150.000.000 170.026.50 157,909.17 12,117.33 11,850.00 6.89% 7.9% PFD STK APR 30 2049 2,007.90 DTD 04/23/2008 48625H-HA-1 BBB /BA1 Total Concentrated & Other Equity $214,168.60 $207,908.17 $8,247.33 814,226.00 8.68% $2,007.90 JP Morgan Page 7 of 31 Confidential Treatment Requested by JPMorgan JPM-SDNY-00048872 Chase CONFIDENTIAL SDNY_GM_00318070 EFTA01521486