EFTA01361169.pdf

From: Andrew Kisz on behalf of PWMUS AMLKYC Sent: 10/9/2013 3:48:57 PM To: Amanda Kirby CC: PWMUSAMLKYC{ ;Jacqueline Lightbody Subject: Re: Fw: rdc alert (I) Attachments pic31960.gif; pic22729.gif; pic13526.gif; pic00702.gif; per alert.pdf; per alert_1.pdf Classification: For internal use only Hi Amanda, AML Compliance reviewed the attached PCR alerts dated 10/9/2013 relating to . The alert pertains to the wife of a former Wisconsin sheriff, . According to the business, our client is in her early and IN ives in NYC; whereas, the alert pertains to a that is in her 60's and lives in Wisconsin. Accordingly, AML compliance CLEARS this alert as a false positive. Kind regards, Andrew Kisz (Embedded image moved to file: pic31960.gif) Andrew Kisz Associate I AML compliance officer DB Services mew Jersey, Inc. Asset & wealth Management 5022 Gate Parkway, Suite 400, 32256 Jacksonville, USA Tel. Email (Embedded image moved to file: pic22729.gif) From: Amanda Kirby To: PWMUS AMLKYC/ , Cc: Andrew Kis , Jacqueline Lightbod , Paul Mor ri Date: 10/08/2013 12:42 PM Subject: Fw: rdc alert [I] Classification: For internal use only Hi, This PCR alert does not pertain to our client. This is in her 60's and lives in wisconsin. Our is in her ear y and lives in NYC. Please clear alert Best, Amanda Kirby (Embedded image moved to file: pic13526.gif) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0050117 CONFIDENTIAL SDNY_GM_00196301 EFTA01361169