EFTA01387975.pdf

DB PWM GLOBAL KYC/NCA PART A Case:: 01977698 Stet J S 6. Approved One sheet must be established Der relationship - list all accounts included in the relationshi 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP.00000483290 Booking Center New YON Relationship Manager: Stewart Oldfield ❑ New PWM Relationship R Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach od profile: ••• 2018 Periodic Review •• • Client Referral 0 RM Prospect 0 Intermediary/FIN 0 Other Source (CIB, etc.) How Was the Clients) Introduced? How long Please provide details (e.g. name of referral source. how many years RM personally has known dient. has the RM personally etc.): Jeffrey Epstein reached out to Sew Oldfield on 3/7/17 to have a new acct opened under this known the dient? relationship.. Last Approved KYC* Butterfly Trust - 1804531; Neptune, 110 - 1790739 Does Deutsche Bank pay 0 Yes I n No a retrocession or similar compensation to a third party for the introdudion (// Yes, describe): of this relationship? List al existing and new accounts Involved in this re a: o^s^. o Legal Entity Account Name i Number Opening Date Ontencled, actual) Account(s) 1 Karyna Shuliak 12/13/2013 2 V Butterfly Trust - 44130552 - MMBA-44130552 1/24/2014 3 7 Neptune LLC- 42953424 - DDA-42953424 10/18/2013 Who is the primary contact person for the Referred method of R14? (Note: This person contactfindicate phone needs to have signatory no.. fax no , e-mail rights and/or information address etc ) right for the accounts ) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0091273 CONFIDENTIAL SONY GM_00237457 EFTA01387975