EFTA00811973.pdf

FIRKMANK 1997 SOUTHERN TRUST COMPANY, INC. ST. THOMAS, VI 00002 6100 RED HOOK QUARTERS 83 101726611216 ST. THOMAS, VI 00602 4/8/2019 a PAY TO THE Charles Schwab & Co., Inc. $ **250,000.00 ORDER OF 00/100""""""'"""""""`"""""""""""""'»"""""'""""""""'"`« Two Hundred Fifty Thousand and DOLLARS CI) larectesmmattarcentkune Charles Schwab & Co., Inc. 0 I 4.1411 4/. MEMO n'00 L99 ?II' I:22 g, 7 285 LC ? 2 Int Lne098 5 2 III' SOUTHERN TRUST COMPANY, INC. 1997 Charles Schwab & Co., Inc. 4/8/2019 250,000.00 DB JEE ckg 3526969 250,000 00 EFTA00811973  Charles SCHWAB Instructions for the Schwab One Account Application for Incorporated Organizations 1-800435-4000 (inside the U.S.) I .1415-667-8400 (outside the U.S.) 11-888-686.6916 (multilingual services) Instructions for How to Open a Schwab One Incorporated Organization Account • You must meet a $250.000 relationship minimum across all Schwab accounts and complete this application to open a new Schwab Incorporated Organization Account. • if you are submitting a handwritten form, please print in ALL CAPITAL LETTERS. • This application is only for use by organizations incorporated and domiciled in the United States. If your Organization is a non-incorporated organization (sole proprietorship, partnership, limited liability company, unincorporated association, etc.) or a non-U.S. organization, please contact us for the correct account application. • If the Organization wishes to request option, margin, and short trading, please complete and submit a separate Add Options Trading and Margin to Your Account form. • If the Organization wishes to have the ability to write checks In the account, please complete and submit a Checkwriting and Visa• Debit Card Application for Organization Accounts. • If the Organization wishes to fund this account by transferring assets from another brokerage firm, please also submit a Transfer Your Account to Schwab form. • A minimum of two signatures of corporate officers are required to open an account. One signature must be from the Chairman of the Board, the President. or any Vice President: the second signature must be from the Secretary, any Assistant Secretary. the Chief Financial Officer, the Treasurer. or any Assistant Treasurer. Schwab, like all U.S. financial institutions, Is required to follow federal regulations to assist the government in its efforts to fight money laundering and other financial crimes. Schwab therefore requests specific information and documentation in order to verify the identity of an entity applying for a Schwab account, as well as the identities of that entity's Control Persons, Authorized Individuals, and Beneficial Owners. Schwab may require additional documentary evidence demonstrating identity and legal status. Schwab also captures personal information on all customers and related authorized parties who have the ability to transact, control, or manage an account. Schwab has the discretion to not accept an account, to close an account, or to terminate any and all services rendered under the Schwab One Account Agreement at any time. Return Instructions • Upload online with secure messaging (if you are an existing client and have online access to your account). 1. Go to and log in to your account. 2. Click Message Center (under Service), and then click Upload Document. • Fax to 1-888-526-7252. • Bring to your nearest Schwab branch (visit for locations). • Mall to any of the following addresses: Regular Mail (West) Regular Mail (East) Overnight Mall (West) Overnight Mall (East) Charles Schwab & Co., Inc. aeries Schwab & Co., Inc. Charles Schwab & Co., Inc. Charles Schwab & Co., Inc. Box 982600 ■. Box 628291 1945 Northwestern Dr. 1958 Summit Park Or., Ste. 200 El Paso. TX 79998-2600 Orlando, FL 328624291 El Paso, TX 79912 Orlando, FL 32810 ST Please retain this page for your files. 02018 Charles Schwab & Co.. Inc. Ail rights reserved. Member Sin. CC2344861(1118.8AK) APP63584-12 (12/18) You do not need to send it back to Schwab. EFTA00811974  charles SCHWAB Schwab One® Account Application for Incorporated Organizations Page 1 of 13 EMIMII 1-800435-4000 (inside the U.S.) 1+1416436743400 (outside the U.S.) 0.488-6866916 (multilingual services) 1. Required Information About the Corporation Schwab will use the information you provl 0 en ands ur account, communicate with you, and provide information about products and services. Read about Schwab's privacy policy a . As required by law. Schwab will use the information provided to verify the identity of the corporation and its Authorized Individuals, Control Persons, and Beneficial Owners. As provided In the Schwab One Application Agreement for Incorporated OrpnizatIons. Schwab is also authorized to inquire as to the creditworthiness of the corporation or any person associated with your account. TYPO of OrgenkatIon/Fedeial Tee CfassAcation Meatered—sefect only Om) 0 C Corp:cation RiSCOMMatlim Name of ConsatIonMs Penn on the charter or other legal document mating the carporadm) illereinatter referred to as the -Corporallann Corporedan Tax '0 Member Southern Trust Company, Inc. 66-0779861 II COreoredOn Is Imam by weds name. enter name. telephone Number (340) 775-2525 Corporation Street Address Oda OM'S City State Zip 040 ' 6100 Red Hook Quarter B3 St. Thomas USVI 00802 ..iatling Address Of Onion from abovea. sates may be used) City State Zip Code Country of Incorporation State of Incorpotemon Detect Inceepottidin IroriVrIctehtt, Corporation's URL Wren U. S. Virgin Islands USVI 11/18/2011 Are you a Mecum 10% einivehletlet or Wrenn...king (racer a a swiftly ass Certain(' g m, Ayes (II 'ors: enter coupons some end traded Wheel / 2. Required Information About the Corporation's Primary Business or Professional Activity 2a.To property categorize and serve your Corporation, we need to know the type of activity in which it is engaged. Please provide the siiockiPt North American Industry Classification System (NAICS) code that best describes 5 4 1 6 0 0 our business (If you don't know your NAICS code. you can look it up at vnyw.census.govieos/wwwinalcs). 2b. Select only one option that most closely reflects the Corporation's primary business and provide the additional requested information (as applicable): Please describe the Cceeoratim's Peeedry SuilaOseiS) end Seld(S) Or detests. 0 flumetel IratitiMon EraMpleS of antihero, institutions include: • investment Mick (eated/oSSsite investment vehicles) • Termite Mita, mmicles • Private equity ',chide, • Investment Advisor, Please also prOvde the name el the sSerominent agents VW semis as phiprimary rt-Mator. grokendealerS . Baum • tnsuionce cannon** • Trust companies ID if the Orienitatron .5 *Chin a U.S. registered brokendealot or a norrU.S. Mumma' institution and II the asses in tra Account are not euStOrnee Mat. please Cheek this bOx. peer(Operating Why Please (laser*, the eOnuneroal products or services Mot oh/ital./W*0On provides. The COrpelallOn geol.:WS cornmeicrat orodicts of tented. Business Consulting Services 0 Please Onalhe me Cciporalrorie ornery PuroOfe(sl and ee40(5) of stainer. Non-Operating EMILY Emmoits of nOnr0OlooOnd made* Wilier • Holding companies • Estate reaming vehicles • Asset pretty:On vehrcleS • Shea <WIWI,. • Personal investment CConparotS 0 Charitable annulillon Please detente the CeeparilliOn'S chaeltaye purpose. 0 Cleverninental Ormazatim ThiS Indoles Wry MU or poetical subdivision or e state. Including: • Any agency. authOnty. Of InStrufneMallty of the state or political sybdniltion • A ow of assets so:named or established by date state or poetical subdivision or any erlitnCy. trolerecth or redtromentalltY thereerf. intloden. but not smith:I to. a 'dealer tenon plan' as demea in section 414(I)Of gm merino' Ramis Code 120 U.S.C. 41em) or • sole gene's fund - A plan or protein ola gOvementrot entity • 04a em. agents. or employees of the stew or malice' subonsion or am money. authmity. or instrumentality thereof. acting in their ofIca' capacity 0 TAUS Organization A tribe-governed organization that is created by the um or tribal chambers on reservation land and under trim Lives (Contact Schwab 0 eactitiorel 00CAsnent reClUiretents.) ST O2018 Charles Schwab & Co., Inc. All rights reserved. Member SIPC. CC2344861(11.18-8ANE) APP63584.12 (12/18) ipiiVrtp4diiiipnii.i 1 EFTA00811975  Schwab One• Account Application for Incorporated Organizations Page 2 of 13 3. Required Information About the Organization's Investment Profile Annual Income of Corporation ❑ Under $15,000 ❑ $15,000-$24,999 L.] $25.000-$49,999 ❑ 550.000-599.999 [El $100,000 or more Liquid Net Worth of Corporation ❑ Under $25,000 ❑ $25.000-$49,999 ❑ $50.000-$99.999 ❑ $100.000-5249.999 15 $250,000 or more (please specify): $ t00.000.00Qa. Overall Investment Objective of Account ❑ Capital preservation ❑ Income g Growth ❑ Speculation Source of Funds in Account (Check all that apply.) Please provide the source of assets that will be deposited or held in the account. If the source is a transfer from another firm, please indicate the source of funds that were used to purchase the assets. ❑ Salary, wages, savings ❑ Working capital [!JInvestment capital gains g Corporate income ❑ Family, relatives. inheritance ❑ Sales of property ❑ Other (please specify): Purpose of Account (Check all that apply.) ❑ Business operating revenue and expense processing ❑ Investing of retirement funds ❑ Investing of college funds ❑ Investing for estate planning purposes ❑ Business payroll processing ❑ Business funding ❑ Investing of pooled assets ❑ Investing of business revenue ❑ Business cash management and treasury (Er General investing ❑ investing for tax benefits ❑ Other (please specify): 4. Required Information About Authorized Individuals, Control Persons and 210% Beneficial Owners Please complete this section for the following: • Each Authorized Individual • At least one Control Person of the Organization • All 210% Beneficial Owners ❑ Check here if no single individual or Legal Entity/Trust owns 210% of this Organization. You agree to notify Schwab if or when someone owns ≥10% of the Organization in the future. If checked, complete the following for Authorized Individuals and at least one Control Person (e.g., principals. directors, officers, and managing members). Authorized Individuals • Any individual or representative of an owner, partner, member, officer, employee, or agent of the Organization that is authorized by the Organization to: • Buy and sell securities; • Withdraw and transfer cash and securities; • Sign contracts, waivers, and releases; and • Otherwise conduct business with Schwab on behalf of the Organization. • Complete Individual 1 below for the PrimaryAuthorized Individual who will receive all email correspondence from Schwab. • Schwab will have no obligation of inquiry with respect to the validity of. or authority with respect to. any transaction or instruction provided by an Authorized Individual. Control Persons • An individual with significant responsibility for managing the Organization (e.g.. a Chief Executive Officer, Chief Financial Officer, Chief Operating Officer, Managing Member, General Partner. President. Vice President. or Treasurer). • Please complete Section 4b for a Legal Entity or Trust that is a Control Person of the Organization. • At least one Control Person is required. 21.0% Beneficial Owners • Each individual, if any, who owns, directly or Indirectly. 210% of the equity interests of the Organization (e.g.. each natural person that owns 210% of the shares of a corporation). • In the instance where a Trust is an equity owner of the Organization, the Trustees are considered Beneficial Owners per Industry regulations. Please complete Section 4c with Trust and Trustee Information. • Please note that the Beneficial Ownership information provided in this application wi I be applied to all other similarly registered Organization accounts with the same Taxpayer Identification Number (TIN maintained at Schwab. FOR CHARLES SCHWAB USE ONLY: Stanch Office and ACCOunt NUfillyer sr C2018 Charles Schwab & Co.. Inc. All rights reserved. Member SIPC. CC2344861 (1118-8ANE) APP6358442 (12/18) A 311 Pill RI II II1111 2 EFTA00811976  Schwab One° Account Application for Incorporated Organizations I Page 3 of 13 4a. Required Information About Individuals Who Are Authorized Individuals, Control Persons and/or zits; Beneficial Owners If there are more than four individuals who are Authorized Individuals, Control Persons and/or ≥10% Beneficial Owners. please make, complete. and attach additional copies of this section. Individual 1 Rote of indniOual On Account (Secret ise Mat apply.) Z Primary ketnorued lndhldubi I:l Control Parton O 210% Bondage) Owner Title ecCepeOty of InSlylOual (Setter as that apPlY1 O CIO DCF0 O COO O eribmian of the Board Ele Met Donner . President EIViCe President OSeCretery O AseeStant SeerelefY iFfPamir Elailletint waster El Other (soecityl: Name (First) (Middle) (Last) Richard Kahn Home Street eddreSS (no . beced) ow State Zip Cade 130 East 75th Street Apt 7E New York NY 10021 Mailing Address Ill deferral Iran above: IM. bases may be used) Cary Stale DP Code 5 Lexington Ave 4 Fl New York NY 10022 ;veers Tmeolsone Number(lading Nee code) ANernille Telephone Humber (Ineludnil area code) 014extro Efeuswass CIA400ile (212) 971-1306 • mow O °nine= ErMOtrit (9 7) 414.7584 Social Security Honer Date of girth Ina1/0441)11 Email Adding 108-50-9833 12/06/1972 CeonVy(ieS) Of CitibenSfllPPAUSt est all.) Country Of Leta ReeddenCe gine Dower Doreen gum I:i Other: TO Number and Type CountryOr State of Issuance Evade°Me beci/ddinyal ErPasspon O Dbeer'S Ucense Demmelessuedi0 477516497 USA 03/16/2021 eiviemeni sews (Select Only one.) Employer Name/Sus/1M Keene gEnviOyed O SeITEmplOyed x Flared alernemaker O Student O Not Employed Occupation (If yOti selectee implored' or 'Seittnuerairad: select one aerial that best desciteS Ireml cucleTelfm) HBRK ASSOCIATES INC II Business OwnefiMil.Ereplommo D financial Seruces/Clanking Professions Om Mary O eanSultant EExecutive/SenkxManagtenem D informilion TechnOletlY Pe:45w°' Dclucator O Omer Ispeelfy)1 O Malcal Professimal DOtlwr Professional O CleficabAdminsostive Services II Legal Probsbortal O U.S. Government Employee liederst/State/Local) arade/Senica aliter/Manulacbcelng/Production) El Recounting Profirse/Onal PlielHie Gonuitirnont Employee defamb.S.i OSaWs/Marsetinc O Business Street Address Oty State Zip Cede 575 Lexington Ave 4 Fl NEW YORK NY 10022 Are you al and ran or employed bye flack ecnang or member km of an eteronge or FINRA. Ore municipal Securities OroltectleaSer? Elko Des (If yes: yet; must attach a letter from your emplOyer Or maws Proem-dealer approving the establishment of your account %nen Suballtfing this application. List the company name: ) Are you a director. 10% Shatehaider or DOliCprimillin• officer of • Needy Told company? M iro Oyes or Its: Wirer compaew name and trading symbol .1 rot Benelcial Owners OW 0 % what IS your percentage of venal:Ma whet is your source of peastrt?(Caeck al that 'COM Mselary. wens. taints D Family. relatives. nitedUnC• O uneaten, wan) O orlefsbeng O sot,* Security benefits O Invtstment capital Calms O Invention/patent O Lottery O Sale of moped), Or busintas OGIlts ST G)2018 Charles Schwab & Co.. Inc. Alt rights reserved. Member SI PC CC2344862 II.118-flANE) APP63584.12 (12/18) I'll] Hill II 1 2 EFTA00811977  Schwab 0ne° Account Application for Incorporated Organizations I Page 4 of 13 4a. Required Information About Individuals Who Are Authorized Individuals, Control Persons and/or ≥.1.0% Beneficial Owners (Continued) Individual 2 pole or inismsoal on Account (Select all that aetsly.i OMethod/eel IncliMuerk O Control Person ig≥ 10% Beneficial Owner Toe or Capacny or inamduad (Select VI Mat *W .} 0CE0 0CF0 Ocoo O Chalons.. of Me Beard O Manager DN.*/ MPresidemt E Vice President O SeatterY O Assistant SeCrett", O Treats/et O ASSietant Treasurer O Onset (SPeolli): Name (First) (Middle) oast) JEFFREY EPSTEIN Home Street Mina (ne al boon) City State Zip owe 6100 RED HOOK QUARTER 83 ST THOMAS VI 00802 Mailing Address Of Orferent from above: it tares may be used) City State be Cede Pretend TeittetiOne Number (inducting wee code) stomas Telephone Member (included area coat) OHente igetnisess O Mobile (340) 775-2525 O Home O Business OMobilit Social Security Nunn., Olite ot Sinn franVelehrni Email Address 090-44-3348 01/20/1953 [email protected] COun(rytieS)Olatisenship (Must Int till.) COUntryrat Legal Residence EfUSA 00then ClOther: &rum Dump: US VIRGIN ISLANDS 0 eons Nu Type Countryor State of issuance Esolnyikle Date trInVeltUrifY) puove.ssuba 0 566672615 USA 0=7/2029 ErPassport O Divers License Email:Meant Statue (Select Only one.) SWIM. NarneMuSineSS Name gEmoloyed OSellerployed °Retired O Homemaker O Stotirmt O Not Emptorld SOUTHERN TRUST COMPANY, INC. Occupation(, you selectee • Employed' et • SelleImployed: select one *Won that beet cieltlantt your OccvetillOrs) O Bunnell Owner/Seiginployee Drsiancral Secnceifftenkng Professional O PA Lary OConsultant ElEsecutive/Senict management OInfeffusion Technology Professional DEducatOr 00ther (WOW: O Medical raoressicem 00ther ProresVonar OCierieW/Administrative Services in LOU' Protinsional 0 U.S. Government Employee geOveaState/tocoll O Trade/Service Itersor/Manulacturinuproductiony O AccOunting Professions O Rain Government Ern:Ovine [POMMY OSeles/Marlysting Cosiness Street Address City State Zip Code 6100 RED HOOK QUARTER 83 ST THOMAS VI 00802 me you affiliated with Of ern040110 by a stock eschenge or member arm of an exchange or FINRA. or a muncipal securities Of0Sentleseet? IgNO Dyes of yes: yOU must attach a letter from your employer of affiliated OrOkeridealer approving 010 establiShment of your account Pawn submitting tan application. List the company in 1 Aro you a orator, lox shareholder Or colkyaeldng officer of a Publicly AM CernOaPP [Ero O l'eS Oryes: enter oxbow name and &acme symbol .) Far Broefictel Owners emir- what is your percentage of ownersNp? 100 % Mel is your source of wealth? (Check all that 5000 O Geralls wages. savings O Freely. relatives. onenunce O litigation award Detail:sling OSociel Searatybeneita EfInvntmer4Caput gain O Inventioh/patent O Lottery Oasis of property or business O GUIs ST 02018 Charles Schwab & Co.. Inc. All rights reserved. Member SIPC. CC2344861 (1118-SANE) 'v136358442 (12/18) nii11IIIIIIIII EFTA00811978  Schwab one• Account Application for Incorporated Organizations I Page 5 of 13 4a. Required Information About Individuals Who Are Authorized Individuals, Control Persons and/or 210% Beneficial Owners (Continued) Individual 3 Role of mammal on Accoom (Select at that MOM 0Authorized Inc/Nichol 0 Censor Person 0210% Elenersisi Miner Tale Of Caps:ayor rovidual 'Select all that apply.) O CEO ❑CFO ❑coo ❑ Chairman el the board Deanna ❑ Nom ❑President ❑ Vice Mash:fent ❑Secretary ❑ Assistant Secretary 0 Treasurer ❑ Assistant %Snorer ❑ Other (specilyr Name mrso Middle) Home Street AddreSS Nos Soros) City Stele Zip Code mailing Address (if afferent horn aeon; s boon may he used) City State Zip Code Preferred Telephone bombes(inchona area code) Memel Telephone Number fineltramit sees MOO El Have ❑ BuSOOSS ❑ MOM 0/tern. ❑ Business ❑ M0000 Social Security Hunter DOW of Dinh OrinVddiryyyyl (mall Address Country(NS) of Otizensalp (Must tat all? Country &Legal nascence 0 LISA 0 Other: 0 Other: El OSA ❑Other. ID Hunter and Type Ga)ntrya State of istranoe Expiration Date anmSdertYffff ❑ PM4Con ❑ others License Obalakssued ID Employment Status (Select only One.) Employer Name/bus/neat Name 0 Employed ❑ Self-Employed 0 Retired ❑ Homemaker 0 Student ❑ Not Employed OCCUp0000 (it you $440C100 '0110totte of 'S.$-mployed: school on. option Met bast descrilNs yoo ocCv00110o) ❑ Busmen Owner/501ElorPrzfod ❑ Nankai Seraces/Banking Professional Off Mtn 0 Consultant ❑ Execultue/Sonlor Management ❑ information ?tonne/eV NI:011MM' ❑ Educator ❑ °the:Welly): ❑ Medea' Preessknal 0 Other PrOansonai ❑ Clencal/Adrraniatrothe Services ❑ Lep Proltssiona ❑0.s. Othamment employee (Federal/Sul./hall ❑ Iteder/Servic• (Lebef/hilalitletuting/PrOduCVOn) 0Accounting Professional Oniveignemoemmom Employee (Non-U.00 ❑ Sales/Menurong Business Street Address City Stale Zip Cede Are you 01111100/0 with a 0000000 by a stock echange of fnembor farm of an exthange a ForRa. or a munieffal securities broker-dealer? ❑ NO 0 MS (If Yes: you must attach 8 letter from your employer or affiliated broker-dealer approving the establishment of your account when SubMittIng this appliCaliOn. MOO COMMAS Miarlei - trashing officer of a pubicly Mid company? Me you a director. 10% shareholder or path 0 No 0 Ma (If yes: enter company name and trading symbol For Beneath Owners Only: What Incur ptnetttlite of onfolhoO? Minot la your SOWN Of wealth? (Chock all that apply.) ❑ Salary. wages. sating, ❑ ramps relatives. trVitrillnet ❑ Miamian avraro ❑Ganeang ❑ Social Security benefits O investment capital gains ❑ invermon/pacent 0 Lottery ❑ Sale of property or business OWN& ST 02018 Charles Schwab & Co.. Inc. AB rights reserved. Member 08C. CC2344861 u118-amozi acm6358412 01/181 ftl11411111II 11111 2 EFTA00811979  Schwab One* Account Application for Incorporated Organizations I Page 6 of 13 4a. Required Information About Individuals Who Are Authorized Individuals, Control Persons and/or ≥10% Beneficial Owners (Continued) Individual 4 Role of inclivicual on Account Omen all mat asely.) O Autroodzed Individual OControl Person MI 310% Benders, Owner nue or Capacity of InclivIdeal (Select al mat axis) OCE0 OCII0 0000 O Cheers/mot the board O manager O Owner OPresident O vice OfeSidelt O SeCretaff O *SSWafil Sauna'', a hemmer PASSietrint Treasurer O Other (specify): Name OHM Paddle) Met) Home Street Address (no Il. boxes) Guy State Zip Coie mailing Address Of *Velem from above:. bores Maybe used) Oty Stale Zip Code Preferred Telephone Number (Oohs:ling area code) Memel Telephone Number Inclutang area COPP) O Home O &mass O Motile O Hom OBusiness O Mobile Social Security Number Data of girth immiclooryy) Email Address Country(*M M Citizenship (Must Mt all.) Counvy 01 Segal Malden,* O USA O Other: Dome MI USA 00ther: 0 Number and Type Country or Stine of !nuance Expiration bate (mmid4O/YYY) • Passport O Covers ucense OGoestssued lb Employment Status (Select Only One) EmPlOrefilarne/eusiness Name O EMMA.] O SeltEnefle0 O Reared O Homemelor OStment O Not Employed Occupetion (limy selected 'Ernolorocr or • saw(mployed. select one moan that best describes your occupation.) O business Owner/SeitEmoloyecl P roamer SenncesAllankim Professions O Khios 00:extuitent OEyesight/Senior Management O information Technoiegy processional O Educate( O 0tnef ISINCifyk O Memel R/OltSSIMIII 00ther Prolosucoai OClencar/Admnistraio Services Oleg., Professional (0 u.s. Gmernment Enwoyee (PedefaliSteteAccall O padeiService (Labof/Mamfactoung/Productionl O Accounting Proltolcoar ofore;r0ovemmem Employee (Nal.U.S 1 OSatosiMarlieting Business Street Acktfess City State Zip Code Ate you affiliated with or employed by a sack Ma:flange or member fan of an exmango or FINRA. or a municipst securities brokesclealer? Olio fp yes (II yes: you must attach a better from your employee Or (mated brokendealer apfxoying the establishment of your account when Submitting this application. Ust the company name: I Are you a dimmer. 10% shareholder or poky.making ofacef of a 0SAO held comeanY? ONO pros Ill *Ww. enter compere name and tracing symbol .) rot Benachtl Owners Only That Is your percentage Of amortise? % What Is )0W source N wealth? (OWN NI Mat mealy.) O Stew. wages. sayings O FSMilf. mothers. Weientance OILrogation award O Gambling O Social Security benefits O inwestmere capital gains O swention/patent O Lottery O Sale of property of bosoms Delfts Sr 8 ,2018 Charles Scrwrab & CO.. Inc. All rights reserved. member SIPC. CC2344861 (1118-SANE) APPt33584-12 (12/18) A 8 EFTA00811980  Schwab One* Account Application for Incorporated Organizations I Page 7 of 13 4b. Control Person That Is a Legal Entity If the Control Person is a Legal Entity or a Trust. provide the information requested below —all Information is required. In addition, please complete the information requested for at least one of the underlying Control Persons/Trustees of the Legal Entity/Trust. Name of Legal Entity Legal Entity Tax IC Number ■ apt Entity le known by soothe. name. ear name. Telephone Member Legal Emily Swat Mellen (no. boa.) City State !Made Mailing Address (if afferent from Name boos ray be used) City State Zif) Code Country of InuorporstiordEStabliament state of IncorpOratierV Date or Incuporabon/Establishment 6-0Igit NAICS Cale Establisreant lmiliVOWM111 Provide the following information for at least one Control Person/Trustee for the above Legal Entity/Trust. If information was provided for the Control Person/Trustee in Section 4a, list only his/her name below. Control Person/Trustee Name (First) (Middle 0.030 Nome Street Address OM boxes) Oty Slate Zip Cede Preferted Telephone Number lincordIng aces code) Afternele To/No.1one Number (including area cede) 0 Nicene ❑ &Gass 0 Mobile 0 lire • BusineSS 0 Mobile Social Security Monter Bale of Birth imenad/n7N CountiMieS)cit C(diasnlp (Must Ni all.) Country el legal Residence 0 USA ❑owe.: IMI Other 0 USA 0 Other Cr Number and Type COunUyOr Sate Of issuance Corium One boor/dd./WW) 0 Passport ❑ Drivers license 00alossued IO Employment Wild clad only one.) Employe Nerne/Busteess Name 0 EnclOyed ❑settEmotged ■ Retired 011:memaker 0 Student 0 Not Employed Occupation Of you selected 'imps:Ise et •SeaMmoloted: select ere option that best delabes pydr occupatica.) ❑ Business Owner/Selamployed ❑rman:ai Strikes/Banked Professional OM Amy • Conata ❑ Ficeanlve/Senia Management Osamu:Mon TechnOicela PrcasMonal 0 Educator Ili Other (specify): ❑ Medial Professcnal 0 Other Professional 0ClesiceMAdministratia Sen%es ❑ Legal Prolessionai 0 U.S. Government Employee tarletaliState/loral) ❑ Trade/Serva (laitsx/Manuf sawing/Production) 0Accounting Proltsolcoal ❑ Foreign Goyemmern Employee OroniU.S.1 OSMes/Matating Business Street ArlOress City State Zip Code ate you affiliated eat or ernolOad bye stock Mange or member Arm of an etettage or FIMTA, or securities brokenderier? EjNO OleS (If "yeS: YOU must attach a letter from your employer or Militated bream:Male, approving the establishrnem of your account even suomitting this application. test tie company name: •) Are you e Orman 10% shirehower or ookresaltieg officer ten a giubliclY held company? 0 No 0 MS Ill yes: Matra. company name and trading symbol a ST 022018 Charles Schwab & CO.. Inc. All rights reserved. Member SIPC. CC2344861 (1118.8ANE) APP63584.12 (12/18) A III I IIIIII, i EFTA00811981  Schwab One* ACCount Application for Incorporated Organizations I Page 8 of 13 4c, Information About Trusts That Are 210% Beneficial Owners in the instance where a Trust is a 210% equity owner of the Organization, the Trustees are considered Beneficial Owners per industry regulations. Information for at least one current Trustee is required. If there is more than ono Trust that is a 210% Beneficial Owner of the Organization, please make, complete, and attach additional copies of this Section 4c. Name of Trust Country CA Eatebtiervnent State of Establishment Met is the Trust's percentage 01ownership in the OrganizatalT Please complete Part 1 for a current Trustee(s) that is an Individual and Part 2 for a current Trustee that is an Entity Trustee. Part 1.• Trustee That Is an Individual Provide the following information for at least one current Trustee of the aforementioned Trust. If information was provided for a current Trustee in Section 4a or 4b, list only his/her name below. Trustee liarne (First) (Middle) (Lob Home StreetMolten (n0■ born) City State Zip COO Prelernicl Telephone Number (incMding lirea 0000) Alternate Teletertne Number Mauling fired code) LiHome ❑ Busness O Mobile O Heine O Susktees O Mobile Social SeatebY Sumba( Date of Birth (mmiddiyyyy) Coontryllee) Of Cittranship pant am aio Country or Legal Residence ❑ us. ❑Other. Dome.. ❑ usa ❑ouwr. 0 Number end Type COMP, or State of Invent& ExplraUcn Date (mmMIAITO ❑ PeopOrt O Driver's License OtimebiSsuery ID Employment SUMS (Select Only Mt) Employer kame/BuSinind Name O Employed ❑sernEmgo)ed O Retired akeriernaker O Student ❑ Not Employed Occupation (1l you selected 'Employed* or •Sai'Emplomd: select one onion that best descries purr occupation.) ❑ Business Onner/Sellexployed ❑ FinaMal Secnces/Sertking ProlessiOnal O MOUSY O OrnSultant ODetuthe/Senor Management ❑ information Technology Pordessimai O Edtrostor ClOmer feeecifyli E lMosical Professional ❑ Other