EFTA01350905.pdf

Subject: Fw: JE Meetin A enda 10/22 [I] From: Amanda Kirby Date: Tue, 22 Oct 2013 08:32:19 -0400 To: Margaux Mcgrath Classification: For internal use only Best, Amanda Kirby (Embedded image moved to file: pic22269.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York NY USA 10154-0004 Tel. Fax Email (Embedded image moved to file: pic02288.gif) Forwarded by Amanda Kirby/db/dbcom on 10/22/2013 08:32 AM From: Tazia Smith/db/- dbcom To: Caroline Kitidis/db/ Monica Gilkinson/db/- Cc: Amanda Kirby/db , Paul Morris/db/- , Vahe Stepanian/db/- Date: 10/21/2013 08:57 PM EFTA01350905  Subject: Re: JE Meeting Agenda 10/22 [I] Classification: For internal use only ...more client friendly version of the same. Monica, please use this one. Thank you, Tazia (See attached file: Epstein Meeting Agenda 10.22.13 - revised2.docx) (Embedded image moved to file: pic27207.gif) Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154 Tel. Fax Mobile Email (Embedded image moved to file: pic03037.gif) From: Caroline Kitidis/db/- dbcom EFTA01350906  To: Tazia Smith/db/- Cc: Amanda Kirby/db , Paul Morris/db/- , Vahe Stepanian/db/ Monica Gilkinson/db/- Date: 10/21/2013 06:00 PM Subject: Re: JE Meeting Agenda 10/22 [I] Classification: For internal use only Monica please put together a professional version of this on DB letter head, 6 copies, by 10am. Thanks. Kind regards, Caroline Kitidis (Embedded image moved to file: pic05301.gif) Caroline V. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage Americas Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor EFTA01350907 New York. NY 10154-0004 Tel. Mobile Email (Embedded image moved to file: pic13841.gif) From: Tazia Smith/db/- dbcom To: Paul Morris, Caroline Kitidis/db/- Cc: Vahe Stepanian/db , Amanda Kirby/db/- Date: 10/21/2013 05:51 PM Subject: JE Meeting Agenda 10/22 [I] Classification: For internal use only Paul - Per our discussion, revisions below/attached.... Epstein Meeting 10/22/13 Agenda EFTA01350908  I. Entity Transfer and Position Update - [Paul/Tazia] a. Remaining positions to be transferred b. Sum total left at JPM c. Sum total at DB i. Total Cash (Note money market rates, limitations on withdrawals) ii. Exposure/Current Position Commentary d. Investment Objectives Discussion (Return objective, risk appetite, liquidity needs) i. SFLLC ii. STINC iii. Haze iv. Jeepers v. Foundation vi. Personal II. Key Client Partners - [Caroline] a. KCP Global Value Proposition EFTA01350909  b. KCP Non-Advisory Letter III. Coverage — Stylistic Clarifications - [Tazia] a. Trading Communication and Position Updates i. Frequency/incremental moves ii. Preferred medium iii. When unreachable b. Position Review - referred report format and frequency IV. Investment/Trade Ideas - [Tazia] a. European Recovery i. Credit-Linked Note on Eurozone Periphery (Portugal, Spain, Italy & Ireland; 3mL+375bps for 5yrs) ii. EUR 2ylOy Curve Steepener Note (4.75% x n/N paid semi-annually, 1.5-2.5%) iii. European Equity Basket (compare with current holdings) b. Municipals i. Puerto Rico Cofina Bond (+ leverage?) EFTA01350910  c. Technology i. DB Global Markets Basket: QCOM, AAPL, EMC, APH, GOOG, ACN, CTSH, IBM, WU, BRCM, INTC, VNTV, WNS, FCS, ONNN V. Other Investment Opportunities — [Tazia] a. RREEF (RDIF and Retrofit Partners) b. Japanese Real Estate — Mezzanine c. CLOs VI. Appendix: Paperwork Checklist [Vahe/Amanda - with Harry] a. ISDA Unilateral b. DB Dodd Frank Protocol (STINC and SFLLC) c. KCP Non-Advisory Letter (for STINC and SFLLC) d. FINRA 2111 Institutional Suitability Certificate (for STINC and SFLLC) e. Options (all 6 entities - SFLLC, STINC, Jeepers, Haze, Personal, Foundation) f. Structured Solutions (all 6 entities) g. FX (all 6 entities) h. Pre-Post Market Trading Form (all 6 entities) EFTA01350911 [attachment "Epstein Meeting Agenda 10.22.13 - revised.docx" deleted by Caroline Kitidis/db/dbcom] (Embedded image moved to file: pic20545.gif) Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154 Tel. Fax Mobile Email (Embedded image moved to file: pic12563.gif) EFTA01350912