EFTA01388489.pdf

From: Liam Osullivan Sent: 8/13/2018 4:24:59 PM To: Paul Barrett • Richard CC: Martin Zeman ; Xavier Avila Davide-A Sferrazza Stewart 0ldfield Subject: Trade Details 8/13/2018 (C) Classification: Confidential Paul, You sold 1mm RBS Pref from the Southern Trust Co account: NET AMT. TRADE STLMNT SEC. (TRANS. TR DATE DATE BUY/SELL QUANTITY DESCRIPTION ISIN PRICE PRINCIPAL INTEREST CCY) CC ROYAL 8K SCOTLAND GROUP PLC ADR SER U REPSTG PREF U SHS ISIN#US780097AU54 - 4.013% 10/04/88 B/E 8/13/2018 8/15/2018 SELL 1,000,000.0000 DID 10/04/07 CLB US780097AU54 94.87500000 r1-li, i.,0 0'.:1 -6,076.55 <1s4.826 S5 US You sold 200m SERV 7.25 3/1/38 from the SFLLC account: NET AMT. TRADE STLMNT SEC. (TRANS. TRANS. DATE DATE BUY/SELL QUANTITY DESCRIPTION ISIN PRICE PRINCIPAL INTEREST CCY) CCY SERVICEMASTER CO NT 7.250% - 03/01/38 B/E 8/13/2018 8/15/2018 SELL 200,000.0000 DID 03/02/98 US8176ONAB55 98.87950000 197.759.00 -6,605.56 2.04.35e..56 USD Prepared on OW13/2018 Source: Pershing NetX 360 Unofficial trade confirmatons use information from sources that the fine believes to be reliable. but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 -0004 New York, NY, USA Tel. Email KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the F1NRA Rule 4512(C)(3). and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating. the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution. and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only. and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0092060 CONFIDENTIAL SDNY_GM_00238244 EFTA01388489