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From: Daniel-E Kaiser
Sent: 7/7/2017 9:35:21 AM
To: Stewart 0ldfield Todd Stevens
CC: Xavier Avila Tracy-Ann Hopkins■
Subject: RE: Epstein/Southern Financial reboot
I would suggest the week of July 24th. Could you, me and Xavier meet on Monday to strategize?
Original Message
From: Stewart Oldfield
Sent: Thursday, July 06, 2017 03:17 PM Eastern Standard Time
To: Todd Stevens, Daniel-E Kaiser
Subject: Epstein/Southern Financial reboot
Jeffrey's new trader will be available to meet with us after July 14ih, when he wraps up his current job (I think he's
coming from JPM or GS, but don't know that for sure). He will have POA over JE's trading accounts and it sounds as if he
plans to trade in good size and frequency. I expect he will trade for other clients over time as well.
We've all agreed to use this as an opportunity to reboot our relationship and explore how we can do more business
together. We know they are interested in flow equity and debt, preferreds and new issue across the spectrum. We
should also be prepared to discuss what it would take for us to entertain opening a new OTC relationship.
As a reminder, JE keeps over $100mm of deposits with us and does advisory work with Leon Black's family office. So I'd
like to approach this as enthusiastically as we can.
Please let me know your availability July 17-19 and 24-27. We can meet at the DB offices or across the street with Rich
Kahn.
Thanks
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bark Trust Company Americas
Deutsche Bark Wealth Management
345 Pr A New York, NY 10154
Tel
Mobil
Email
Securities offered through Deutsche Bank Securities inc.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0060842
CONFIDENTIAL SDNY_GM_00207026
EFTA01368880
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