EFTA01358635.pdf

relevant quotes, and (ii) the valuation used for purposes of investor subscriptions, redemptions or distributions, and fee calculations (including allocations) was the valuation determined by such person. Marketers Yes No 28. (a) Does the private fund use the services of someone other than you or your employees for marketing purposes? r You must answer "yes" whether the person acts as a placement agent, consultant, finder, introducer, municipal advisor or other solicitor, or similar person. If the answer to 28(a) is "yes", respond to questions (b) through (g) below for each such marketer the private fund uses. If the private fund uses more than one marketer you must complete questions (b) through (g) separately for each marketer. Additional Marketer Information : 3 Record(s) Filed. You must answer "yes" whether the person acts as a placement agent, consultant, finder, introducer, municipal advisor or other solicitor, or similar person. If the answer to 28(a) is "yes", respond to questions (b) through (g) below for each such marketer the private fund uses. If the private fund uses more than one marketer you must complete questions (b) through (g) separately for each marketer. Yes No (b) Is the marketer a related person of your firm? r (c) Name of the marketer: AGC EQUITY PARTNERS INVESTMENT MANAGEMENT (d) If the marketer is registered with the SEC, its file number (e.g., 801-, 8-, or 866-): and CRD Number (if any): (e) Location of the marketer's office used principally by the private fund (city, state and country): City: State: Country: GEORGE TOWN Cayman Islands Yes No (0 Does the marketer market the private fund through one or more websites? r (g) If the answer to 28(f) is "yes", list the website address(es): No Information Filed You must answer "yes" whether the person acts as a placement agent, consultant, finder, introducer, municipal advisor or other solicitor, or similar person. If the answer to 28(a) is "yes", respond to questions (b) through (g) below for each such marketer the private fund uses. If the private fund uses more than one marketer you must complete questions (b) through (g) separately for each marketer. Yes No (b) Is the marketer a related person of your firm? r (c) Name of the marketer: BENJAMIN & JEROLD BROKERAGE I, LLC (d) If the marketer is registered with the SEC, its file number (e.g., 801-, 8-, or 866-): 8 - 44133 and CRD Number (if any): 29110 (e) Location of the marketer's office used principally by the private fund (city, state and country): City: State: Country: NEW YORK New York United States Yes No (0 Does the marketer market the private fund through one or more websites? r r. (g) If the answer to 28(f) is "yes", list the website address(es): No Information Filed CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046575 CONFIDENTIAL SDNY_GM_00192759 EFTA01358635