EFTA01201729.pdf

From: Tazia Smith To: "jeffrey E." <[email protected]> Cc: Daniel Sabba , Paul Mora, Richard Kahn Stewart Oldfield , Vahe Stepanian Subject: [C] Date: Wed, 29 Oct 2014 12:39:56 +0000 Inline-Images: unnamed; unnamed(1); unnamed(2); unnamed(3); unnamed(4); unnamed(5); unnamed(6); unnamed(7); unnamed(8); unnamed(9); unnamed(10); unnamed(11) Classification: Confidential Good Morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazia From: Tazia Smith/dbidbcom To: Wray <[email protected]>. Cc: Daniel Sabbaklb/dbcom@DBAMERICAS. Paul Morris. Richard Kahn Stewart OldlielcVdbklbcom©DBAMERICAS. Vahe Stepanianklbidbcom@DBAMERICAS Date: 10/28/2014 04:14 PM Subject: Trade Report 10/28/14 [CI Classification: Confidential Jeffrey - Today you executed the following: B 49,033 CM 5.8% pfd at S24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia Tazia Smith Director I Key Client Partners - US EFTA01201729 DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobile Email has &t ry Perftrmt, From Tazia Smithtdb/dbcom To: -Jeffrey E." <jeevacation©gmail.com>. Cc: Daniel Sabba/dbidbcom@DBAMERICAS. Paul Morris. Richard Kahn Stewart OldlielcVdbklbcom©DBAMERICAS. Vahe Slepanian/db/dbcom@DBAMERICAS Date: 10/28/2014 02:24 PM Subject: Re: IC] Classification: Confidential Jeffrey - Thus far done on 36,300 Citi 5.8% pfd at $23.9964. Participating 25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 200k in one day. Tazia IC 5.8 12/31/49 4 1 24.075 +.168 N24.070 /24.0901 3 x1 EXCI- At 14:16 Vol 78,687 0 23.911D H 24.099 D L 23.880 D Val 1 . 88811 EP044023 Pfd 9,3) Save As 9$ Actions - 97} Edit - 9$ Table Line Chart 10/28/2013 10/28/2014 Last Price Line Compete NOV. AnS Volume tan 10 30 1M 6M YTD iv SY Max Daily • IW Security/564y ot Event 0 ± Track Annotate " News ;...Zoom A-24.500 24.075 1 • Last Price 24.075 . T High on 06/30/14-24.400 I-23.500 -0- Average 22.792 1 Low on 12/11/13 20.590 I-23.000 I-22.500 I-22.000 I-21.500 I-21.000 I-20.500 0.411 rrir Dec trrrid MM Mar I Jun • Sep t r 0.2M 78687.000 2013 2014 VWAP from time of Order Entry: $24.0117 EFTA01201730  IC 5.8 12/31/49 $ 124.075 +.168 N24.070 /24.090T 3 x1 EXCE • At 14:16 Vol 78 691 0 23.911D H 24.099D L 23.880D Val 1.888M e angel s - Price Filter - Calculation Bloom D 14:23 10 28 Vol Filter Amount @ Part% !Calculation (Price) I I VWAP !MAP Volume Value Traded [Trades! Avg SizeI Std Dev Bloomberg 0 24.0117 67,085 1.6111,1LN 198 339 0.040044 AC 24.0117 67,085 1.611PILN 198 339 0.040044 Summary Top Trades (AQR) 3) Price Chart (VAP) 11) 6> Trade Side 11 Ib 6y Excharge Interval Volume • Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 ParkAvenue. 10154-0004 New York. NY. USA Tel. Fax Mobile Email Panitrptio-Peeftropt. From: Tazia Smithldbldbcom To: -Jeffrey E." <jeevacation©gmail.com>. Cc: Daniel Sabbaklb/dbcom@DBAMERICAS. Paul Morris. Richard Kahn Stewart OldlielcVdb/dbcom©DBAMERICAS. Vahe Stepanianklb/dbcom@DBAMERICAS Date: 1012812014 01:11 PM Subject: Re: (C) Classification: Confidential Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. EFTA01201731 Thanks! Tazia IC 5.8 12/31/49 I 24 . 04 1 -.134 N24. 050 ,' 24. 080 N 4 x 3 EXCI- At 13: 03 Vo 1 67, 374 0 23.911D H 24. 080 D L 23.880 D Va 1 1.61611 E2044023 Pfd 951 Save As 961Actions - 97) Edit - 9E0 Table Line Chart :0128/2013 PI 10/25/2014 Last Price I Line A)12 / 7,s Ccmpare volume USD ri 1.D 3D 1M 6M YrD l• SY Max Daily • f< i Security/Study si Event o + Track Annotate m Melte.? 4 Zoom 24.500 • Last Price 24.041 CAM T High on 06/30/1424.400 23.500 -9- Average 22.792 23.000 1 Low on 12/11/13 20.590 22.500 22.000 21.500 21.000 20.500 •Volume 67374.000 0.4M 0.2M rrir ' 1'77 MIM r'lurn iriiirliiq 67374.000 I Dec Mar Jun Sep 2013 2014 From: Tazia Smith/db/dbcom To: -Jeffrey E.- "[email protected]>. Cc: Daniel Sabba/dbidtcom©DBAMERICAS. Paul Morris. Richard Kahn Vahe Stepaniarildb/dbcom©DBAMERICAS. Stewart OldlielcVdb/dbcom©DBAMERICAS Date: 10/28/2014 11:36 AM Subject: Re: IC] Classification: Confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently $24, we're working aggressively at that level. Please let us know if you want us to bid higher. EFTA01201732  C 5.8 12/31/49 5 t 24 . 000 -.093 N24.000 /24.010T 3x1 EXCF • At 11:28 Vo 1 57 252 0 23.9110 H 24.040 L 23 .880D Val 1.377M EP044023 Pfd 99 Save As ctions - 91 Edit - 901Ta Line C art :0/26/20_3 :0/26720:4 Last Price PI Line I -- volume 1D 3D ill 6M YrD lY SY Max Daily • , NSecurity/Study MEvent O + Track ! Annotate NewS Zoom 24.500 • Last Price 24.000 24.000 T High on 06/30/14 24.400 23.500 -9- Average 22.792 1 Low on 12/11/13 20.590 23.000 22.500 22.000 21.500 21.000 20.500 4 Volume • 57452.000 •SMAVG.(15). 59045.199 Dec Mar Jun Sep 2013 I 2014 From: Tazia Smith/dbidbcom To. "affray E. leevacation@gmailoom>. Cc: Daniel Sabbaidbidbcom®DBAMERICAS. Paul Morris. Richard Kahn •; :>. Vahe Stepanianklbklbcom@DBAMERICAS Date: 10/2812014 11:06 AM Subject: Re: [C) Classification: Confidential Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 10154-00O4 New York. NY. USA Tel. Fax Mobile Email Pan-inctrr Pgiferrein EFTA01201733 From: Tazia SmithfrIbidbcom To: -ieffrey <[email protected]>@DEUBAINT. Cc: Richard Kahn Daniel Sabbatdb/dbcom@DBAMERICAS. Vahe Stepaniantdb/dbcom@DBAmericas. Paul Morris Date: 10/28/2014 10:57AM Subject: Re: ICI Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying $5mm worth. got it. Lai Tazia Smith Director I Key Client Partners - US DB Securibes Inc Deutsche Asset & Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. Fax Mobile Email Pan-ienctu Peiftrein From: "jeffrey E." [email protected]> To: Tazia Smithiclb/dbcorn@DBAMERICAS. Richard Kahn Dale: 10/28/2014 10:54 AM Subject: buy $5MM of this issue. Citi 5.80% PFD please note The information contained in this communication is confidential, may be attorney-client privileged, may EFTA01201734 constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01201735