EFTA01377867.pdf

NAME SEARCHED: Jeffrey Edward Epstein PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click hem for results: Reviewer Comments (as necessary): ❑ 0 No I lit 0 Not Requin:d RDC I. RDC. Results RDC alert (Mail sent separately) C4 Hit No Hit • Not Required FIRCOSOFT II. FIRCOSOFT Results No FIRCOSOFT alert (Please sec attached) MI Hit 4:4 Yes • No HI. Negative Media Result found(Please see attached) BIS 0 Not Required W. Non-Negative Media Not Required V. Other Language Media Not Required Results? CI Yes 0 No D&B Not Required VI. D&B Not Required Smartlinx Results? 21 Yes 0 No Result found(Please see attached) II Not Required VII. Smardinx C4 Review by Legal May Result found(Please see attached) Court Cases be Required 0 No Results VIII. Court Cases 0 Search not required Prepared by Deepanshu Sharma Date: 09/11/2018 Research Analyst Instructions: 1. Review and confirm that all results are returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Martindale-Hubbellhttp:/hrww.martindale.coni/xp/Martindale/home.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your INC. Please note: Submission of a signed KYC is your confirmation that you hive fully reviewed the research documents. For internal use only For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0075022 CONFIDENTIAL SDNY_GM_00221206 EFTA01377867