EFTA01355656.pdf

KY(' Prini One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: Southern Financial LLC - 00000483882 0 Foundation/Association • Trust 0 Company 0 Estate 0 Private Investment 0 Type of Entity: Purpose of Entity: • Partnership fhilanthropic/Charitable • Commercial Purpose of Entity Type of Entity Other (specify): Other (specify): Country of LIS Virgin Islands Date of incorporation / 2/25/2013 incorporation/registration: registration: Volcker Status: Volcker Flag: AddresS (city, street, post 6100 Red Hook Quarter B3 St Thomas 00802 US Virgin Islands U.S. 11N/EIN: 66-0799192 code): Provide a description of the entity's organizational structure, in ownership structure and its Top Management. For trusts/foundations, include information about revocability,settlor and beneficiaries,etc.: Southern Trust Company Inc Is the sole member of Southern Financial LLC. Jeffrey Epstein is the sole shareholder of Southern Trust Company Inc Please indicate how ownership of the legal entity is reflected: Southern Trust Company Inc is the sole member of Southern Financial LLC. Jeffrey Epstein is the sole shareholder of Southern Trust Company Inc 0 Special attention: Bearer Shares - Indicate where shares are custoded: Describe the chain from the direct owner of the entity to the ultimate beneficial owner Of not the same persons) Southern Trust Company Inc is the sole member of Southern Financial LLC. Jeffrey Epstein is the sole shareholder of Southern Trust Company Inc To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: Yes • No 0 Describe Nature of Entity's Primary Business and Investment Activities This business is funded by Jeffrey Epstein's wealth. This company was formed to hold Mr. Nature of the business: Epstein's personal wealth and invest in different ventures. This company invests in real estate, commodities, etc and gets its revenue from the gains it makes in these investments. It is a company formed to invest the assets of Mr. Epstein Countries where business is transacted: US Virgin Islands Number of employees: 3 3D. Wealth Profile (Only for parties requiring source of wealth descnpton as indicated in Section 2) Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): The initial funding in February 2013 was $1,000 from the sole shareholder of the sole managing member (Jeffrey Epstein). Estimated gross receipts p.a.($): 2,000,000.00 Estimated net profit p.a. ($): 1,500,000.00 Estimated investable assets ($): <$1 MM Potential Amount to be invested with PWM ($): 300,000.00 Other Known Financial Institutions: Institution: JPMorgan Country: USA Est. Assets Under Mgt: 1,000,000.00 Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entities) 1 hope dbforcepb.my.saltsforce.com:...Rveriqb3INeTR5TXpWYSxliWjAlejllYllcuaXNvemlMcjRwemIJI.FIXWmiNR0po&autoMapValues 1(710:2019 II:IR:17AM) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0040896 CONFIDENTIAL SDNY_GM_00187080 EFTA01355656