EFTA01368898.pdf

From: Stewart Oldfield[ Sent: 8/29/2018 1:57:57 PM To: Richard larossi I Subject: FW: The Butterfly Trust can you pull these docs together with info we already have in the client files? one of the RCs should be able to help you find the blank docs. I will also look to see if I have any recent ones you can reference original message From: Stewart oldfield sent: Wednesday, Au ust 29 2018 11:48 AM To: Richard Kahn : Bradley Gillin > Cc: Bella Klein >; Richard larossi Subject: RE: The Butter y Trust Sorry, just getting caught up after two weeks away. will send you the docs. Is this an account that Paul will trade through martin or something else? Also, just as with Gratitude, we will need to clear our annual KYC review to open a new account. I think we are still waiting on the certificate of good standing for Gratitude and the other corporate accounts. Thanks original message From: Richard Kahn Downy> Sent: monday, August 27 2018 6:20 PM To: Bradley Gillin Cc: Stewart Oldfield >; Bella Klein .4a Subject: The Butterfly Trust please advise on process to open brokerage account thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0060873 CONFIDENTIAL SDNY_GM_00207057 EFTA01368898