EFTA01700759.pdf

• ear Sfee-ons EFTA01700759  BEAR BEAR, STEARNS & CO. INC. STEARNS SHARON D. CERES 320 PARK AVENUE NEW YORK, NEW YORK 10022 Phone (212) 272-6552 Fax (212) 272-5680 [email protected] September 7, 2007 VIA OVERNIGHT MAIL U.S. Department of Justice 500 S. Australian Avenue, 4th Floor West Palm Beach, FL 33401 Attn: Re: FGJ 07-103(WPB)-Tues./No. OLY-71 Dear Ms. In response to the Grand Jury Subpoena dated August 15, 2007 with regard to the above- referenced matter, enclosed please find the personnel file for Jeffrey Epstein as well as CD containing account statements for Jeffrey Epstein as well as the following accounts in which Mr. Epstein has some relationship: Epstein Interests Financial Trust Co. Inc. Institutional Interests Heritage Interests International Charitable Interests Health & Science Interests If I find any other accounts that are responsive to your subpoena, as I continue my search, I will forward the statements to you under separate cover. Should you have any questions or I can be of further assistance to you, please contact me at the number listed above. Sincerely, . INC. Legal Assistant End. ATLANTA I BEIJING I BOSTON I BUENOS AIRES I CHICAGO I OAUAS I DUBLIN I HONG KONG I LONDON LOS ANGELES I LUGANO I NEW YORK I PUERTO RICO I SAN FRANCISCO I SAO PAULO I SEOUL I SHANGHAI I SINGAPORE I TOKYO EFTA01700760  arooxiyn, N.Y. 1224 P'I'T .1 AeOPESS FITTNE ADDRESS PHONE LAST EMPLOYER FROM 9/74 3/76 TO Founoehys.Dept. mufty $1500 Dalton Schools Mo. . EDUCATION N.Y.C. MILITARY STATUS 0.01GEACT NOW WANDA NAME Mark Epstein ACCR E SS Above IEPSTEIN, J. TELEPHONE • Above RELATIONSHIP Brother GROUP HOSPITALIZATION REGISTRATiON DATES E:IROL.14tiT DATE 0 INDIVIDUAL U FAMILY U NONE 1-ims1.r7n1 An .7 " • . /.GIMP mi., etzer ' ,- Onskt 6PI J I tin'. DATE KEY POSITION TITLE DEPARTMENT cvem Aser ei r tr nee CCAIM SWF 3/15/76 E Trainee Floor Dept.-AMEX $225.00 4 " - it: - 74 PA al.fle.,,j.- --s. zi eirrew 7.6--:„ Oct,. e-c (3;4•4) troc a i,i if 00 .:...e. I- 7/ r . 4 eaareet 14 / 4 Ocrtnn- 9 v-it. ffri ., - .2 1 - Fr M ,, : Pon ...34 on , Y&0 KEY. E FULL TIME g 8eo N. MERIT INCREASE T • TRANSFER T • PART TIME I. LEAVE OF ASS S • SALARY ADJUSTMENT X RELEASED V • SUMMER HELP I • REMO P • PROMOTION R. RESIGNER 0 DEATH II MIMEO DATE EMPLOYED 3/15/76 lorm wn 1/20/50 SO Male MAIDEN NAME LAST NAME FRISI emIYAL MARITAL. STATUS Single MCC case ISO t stets emote EPSTEIN Jeffrey E. 44 j P . i• is 1, I It O I , I M• • I tiN L • C1 v EFTA01700761  CATS KEY POSITION r.r..E OVARTMENT AMOUNT Or CURREN IVES{ A SE :MAE: I COMMENT KEY: E - FULL TIME M • MERIT INCREASE T. PART TIME T - TRANSFER L • LEAVE DE ARS. • SALARY ADJUSTMENT V • SUMMER HELP X RELEASED I • RETIRED P - PROMOTION R • RESIGNED D• DEATH 44 • AEIORED S. S. a DATE EMPLOYED 3/15/76 BIRTH DATE 1/20/50 MAIDEN NAME sex Ma le LAST Pam( MARITAL STATUS Ii2ST INITIAL E00NI CIO I Married floc C At MEN SCHEDaC EPSTEIN Jeffrey I / NA I I N A 1 Se % IE JAP4 TA(1 11 .AAA A1, IAN auI. uC P t Y EFTA01700762  • •-•%." paws rum ore...cull' INSIJKANI:E. vc (This fora is to be completed by the Employe e-)-) li fE CONTINENTAL INSURANCE COMPA NY KANSAS CITY FIRE' ND MARINE INSURANCE COMPANY FIREMEN'S INSURANCE COMPANY OF NEWARK. NEW JERSEY BOSTON OLD COLONY INSURANCE COMPANY COMMERCIAL INSURANCE COMPANY OF NEWARK. N. J. PHOENIX ASSURANCE COMPANY OF NEW YORK NIAGARA FIRE INSURANCE COMPANY SEABOARD FIRE AND MARINE INSURANCE COMPANY THE FIDELITY AND CASUALTY COMPANY OF NEW YORK NATIONALBEN FRANKLIN INSURANCE COMPANY OF THE BUCKEYE UNION INSURANCE COMPANY ILLINOIS PACIFIC INSURANCE COMPANY THE GLENS FALLS INSURANCE COMPANY Branch Office ISONDING OfloARTIIISMe Bond No Application is hereby made to one of the above the Employer. named Compa nies (hereinafter called "the Company") selected by Mr., (Mrs. or Miss) Position _Trairmm 7 Employee (Applicant) Amount of Bond S at Payable fu .. Bear., .5.t.e.axas 55 Water St. New goti7gT7i7DIVirm""'" (Address of Employer in fun. by Number. The Nature of the Employer's Business is Street, City) • at.Q.c1c...BrQkere FULL NAME OF APPLICANT (Please Print) .....•••• Present residence address: 1 9 U'4 • ei SOCIAL SkURITY NUMBER ... s ref L. How long have you lived there? State previous addresses in full and length each dress, during last five (5) years. of time you lived at No. (St. or Ave.) City State Date of *Birth vv • From. Lc - to N Are you an American citizen? . (St. or Ave.) • City stew From to Single? ✓ Who constitue your family? Married? Husband? Wife? . Separated? pf Children? • Others? Divorced? Do they reside with ydu? How long have you been . . In what position? Employed at in the continuous service of Dat f taking present prstitiOn this employer? Trainee New York ' airing this itiurance Do you receive any income beyond that of 76 this employment? If so, please state amount and-source s? A./2 Do you receive goods, merchandise or other property on consignment or otherwise? 4N0 Have you ever. failed in business or compro . . mised with creditors? AA." • If so, when: 19 • Where• Name of firm: • Business • Assets: $ • • • 'Liabilities $ What were your banking connections at that time? Do you own your home or hold interest in other real estate? alJ'' In whose name is the title?' Location of such realty Description Value Incumbrance Have you any debts or liabilities other than 'I for current expenses? If an, please give amounts and slate how they were incurred. 74 If Paid by salary, state annual amount and when payable. /UU payable ni—weetty Have you ever applied to any. compa ny for a bond? If so, when? What company issued the •bond? Was the bond issued' Who was your employer? Has any company ever refused to issue or to continue a bond for you? If so. when? 19 Name of the Company: on what ground was the bond refused? Have you ever been in arrears or in defaul t in your present or previous employment? If so, pica= give particulars APPLICANT S PARENTS; IF LIVING, OR OTHE R NEAREST RELATIVES 'SAME RELATIONSHIP OCCUPATION ADDRESS (Street and No. in cities) EFTA01700763  YOUR OCCUPATIONS THROUGHOUT THE LAST YEARS TEN Furnish below full particulars of your past occupations Or employment s during the last ten years. as called the column headings. If you were at school within this for under period. give accurate identification and attendance at school. Begin in the top space with your most recent activity. If the each spaces here are insufficient, please complete the record on a separate sheet and join together. • PLEASE TYPE OR PRINT INFORMATION BELOW -`~ Full name or exact style (if firm or Town and street Name and present - From To Nature of your y p nor Why did you his business and address. where you walked. leave? Superintetdent occupation Month Month i.1....... Thfis Jel!,... 1921. Month Month 2 . ......-....-..........—... 19 19 Month Month -. ..... ....... . 19 19 Month Month 19 Month ' Month • Month Month ...... . ..... -.... .... .... -- .... REFERENCES • Give as references the names and post-office addresses in full of dining the past few years and not related to you. They should three or four persons well acquainted with you be aides. Please do not refer to any officer or fellow-employee in the persons of good standing in their respective comma- employer. service in which you are engaged, nor to any former NAME PROFESSION OR RESIDENCE ADDRESS IN FULL BUSIItESS (Street No. and Cic sg .LL.) 4-t' r• At. 1-5L-7 .atSsfr' l ..(90 Leria4- . I hereby declare dust the foregoing statemen s are true, and I hereby apply to the Company for a bond in my behalf of such kind and in such amount as the employer to be named as beneficiary in the said bond may now or hereafter require. I also hereby for myself, my heirs, executors, and adminis mots, to indemnify the agree Company against any losses, damages, costs, charges and expenses it may sustain, incur, or become liable for in consequence of my acts while under the said bond or any renewals thereof, or any new bond issued in continuation thereof or as a substitute therefor; and -any proper evidence of the payment by the Company of any such losses, damages costs, charges, or expenses shall, in the absence of fraud on the part of the Company in making such payment, be conclusive evidence against me, my heirs, executors, and administrators, of the fact and extent of my liability to the Company under this agreement. I hereby further agree that .the Company shall have the right to decline to grant the applied for; that, in case the bond is granted, the Company.•shall bond have the right to withdraw or cancel the bond at any the Company shall not be required to disclose the reasons or grounds time; that said bond muff be based: and that the Company shall not upon which any action on its part in connection with be responsible fur any loss Of damage the that I may suffer by feligarl of aro. such action, any statutory provisions to the contrary being hereby expressly waived by me. This agreement may not be changed or modified orally. No change or modification shall be effective unless made by written endorsement hereon signed by an authorised representative of the Compan Dated and signed at 42.?... ..... .....-....-........... this day of .................... , 19_9.1 ••• .. . ••••••• EFTA01700764  ORIENTATION FOR NEW EMPLOY EES The basic policies of Bear, Ste arns & Co. are contained in the attached orient ation outlin e. After you finish read- ing the outline, the ins tructor will verbally go ove r the policies in detail, and answer any questions you may have concerning them. I have read and understand the orientation outline whi ch explains the following pol icies: 1. History of the Firm 2. Trial Period A. Probationary Agreement B. Background Check 3. Employee Benefits A. Bonus Payments B. Vacations & Holidays C. Medical Coverage D. Life Insurance E. Profit Sharing F. Pensions G. Salary Advances & Loans 4. Workweek: Pay & Overtime 5. Payday 6. Identification Cards EFTA01700765  7. Open Securities Trading Accounts 8. Jury Duty 9. Accidents or Illnesses 10. Medical Department 11. Disability 12. Cafeteria 13. Evacuation Procedures 14. Performance Reviews 15. Absenteeism (PERSONNEL DEPT. REPRESENTATIVE) EFTA01700766  Bear, Steams & Co. 55 Water Street New York, N.Y. 10041 BEAR STEARNS (212) 952-5000 March 16, 1976 WRITER'S DIRELY OIAL NUMBER University of California Berkeley, California JEFFREY E. EPSTEIN a • (Applicant': Name) (Social Security No.) has applied to us for employment As a previous employer, we would appreciate your comments. We have obtained a signed authorization and indemnification agreement from the applicant to conduct reference checks, a copy of which is enclosed. Should you prefer to respond by telepho ne, please call our reference section at 212/952-5263. Dates of Employment: Supervisor: Claimed from 1973 1974 Lecturer to Dr. 1.1 Verified from to Above Avenge Average Below Average Attendance C ' . C Punctuality C3 Cl =I C=1 Work Performance 0 I= CI Overall Rating 0 CI 0 To the best of your knowledge, did this applicant have a Securities brokerage account? ❑ Yes Q No Would you recommend the applicant for a position of trust involving negotiable securities? 0 Yes E3 No If your present policy permitted, would you rehire this applicant? Yes =No Is there anything we should know about this applicant which would help make our relationship a successful one? GENERAL REMARKS: Name: Title: Signature: Date: Form 267. (10/75) . ;;.3, 94720 New York/Atlanta/Boston/Chicago Dallas/Los Angeles/San Francisco- Amsterdam/Genova !chic. EFTA01700767 Bear, Stearns & Co. 55 Water Street New York, N.Y. 10041 (212) 952.5000 BEAR STEARNS WRITER'S DIRECT DIAL NUMBER To Whom it May Concern: I hereby authorize the release of the information requested on the attached form to my employer, Bear, Stearns & Co. Thank you in advance for your cooperation. Sincerely, HA71-O7- fr/ New York/Atlanta/Boston/Chicago Dallas/ Los Angeles/San Francisco Amsterdam/Geneva/Paris EFTA01700768  truNINIULN iNuus HY REPRESENTATIVE and/or Mr. ---- AGENT 1. APPLICANT'S, NAME Ms. ;AS? FIRST)/. kis rm. Middlefif None. so swill/ 3. DATE OF EMPLOYMENT _4/ ER --I 1-3/(Lii_ 7. 6 _ I 4. NASD FIRM NUMBER f 6. FIRM ADDRESS r l -T in X'- j •ce 5. FIRM NAME, lace( Firer:a ,rucip ve 7 Ai 7. OFFICE OF EMPLOYMENT OF APPL 8. NASD DISTRICT IN WHICH OFFI ICANT CE IS LOCATED. cr ;Ayr se•-, __tt I /. . 9. TO BE REGISTERED WITH T-HE--FOLLOWING: •• (Check All Applicable) ; . NATIONAL ASSO• CIAT-- • • -- - • ION OF SECURIT• IES DEALERS ----- (NAS i SECURITIES AND EXCHANGE ...... . . D) C L_ „.. j - • -1 American Stock ExchE haange COMMISSION ONLY (SECO) 0 Chicago Mercantile Exch _— Ti I . . _ ; Boston Stock Exchange ange 0 New York Stock Exchange 0 [ Cincinnati Stock Exchange Chicago Board of Trade 0 0 _ J Detroit Stock Exchange • • •• • - Pacific Stock Exchange Chicago Board Options 0 P8W Stock Exchange Intermountain Stock Exchange 0 - • . Exchange 10. TO BE REGISTERED WITH THE oF- __- J Midwest Stock Exchange ❑ .._ _ — Spokane Stock Exchange Othe r (Specify) FOLLOWING JURISDICTIONS: (Che •--. ck all applicable AL ❑ DE 0 IN 0 1 MA AN 0 NV 0 ND 0 0 DC 0 IA 0 SC 0 VA 7: MID NH 0 AZ 0 FL 0 OH 0 SOD ICS 0 MN 0 WA 0 AR 0 NJ 0 OK 0 GA KY 0 TN 0 WV j MS 0 NM CA 0 HI 0 . OR 0 TX 0 LAO MO 0 WI 0 CO 0 NY 0 PA 0 UT[! ID 0 MED WY ri • MT.0 NC 0 CT 0 IL 0 RI 0 VT 0 MD 0 NE ❑ PR 0 11. TYPE OF APPROVAL REQUEST ED: STANDARD REGISTRATION (Reg PRINCIPAL REGISTRATION istered Representative) Mem ber (Exchange) Regular FULCREGISTRATION/GENERAL Associate SECURITIES Approved Person (Exchange) . — o LIMITED REGISTRATION Holder of Voting Stock ❑ REGISTERED COMMODITY ❑ Holder of Non•Voting Stock REPRESENTATIVE Subcirdinated Lender AGENT OF ISSUER Holder of Debentures INV. CO. & VARIABLE Director CONTRACTS PRODUCTS General Partner O I SECURITIES TRADER Limited Partner Offic O REAL ESTATE SECURITIES er (Title) Allied Member/Gen. Securities . . DIRECT PARTICIPATION PRO GRAMS OTHER (Specify) Principal 0 ❑ Sole Proprietor PART TIME (NASD or SECO) Manager Office of Supv. Jurisdictio FULL TIME (NASD or SECO) n 0 Fina ncial and Operations Principal INTERMEDIATE REGISTRATION (2 Direct Participation Programs BRANCH OFFICE MANAGER o i3 SUPERVISORY ANALYST Investment Co. & Variable Contracts O Products OFFICER (Title) 0 ❑ Underwriter Principal OTHER (Specify) 0 To the best of my knowledge 0 Other (Specify) _ I2. igency. jurisdiction or and belief the applic 0 ant at the time of approval organization with which this applic )Osilion far' which applie ation Is being filed. will be familiar with the statu Joen and te(s). constitutio n(s) and ripe of the 5 requested. I will net emplo is being made herein. I agree that notwithstanding the rules governing registered persons, and will be y the applicant in the capa the approval of such agency, fully qualified ter the aw. This hem has communicated city staled herein without with all the previous emplo first receiving the approval milady:hen or oiganization., which hereby yers of the applicant during the of any autho past three yeais, as set furth rity which may be required by below: EMPLOYER NAMEANCPOSITION.12F-- — EMPLOYED — CONTACTED PERSON CONTACTED GY 'PHONE,* FROM i TO LETTER Oft INTER •IEW addition. I have taken appro .plicant. priate steps to verily the statements contained in this application a qtiieIn;OIttpIt Rea clrep -..latT u en ofthej Dale print Name of A;Pro p7iateSignalory ---------- Signature of Alsiiri:q3;i (See Instruction 12) eneiirrtrtury- DO NOT WRITE IN THIS perience SPACE ether Ica mine Required Clearance am Required train Taken: Date _ Ciade _ IT Grade OK Date Approved: Cond.. EFTA01700769  • Page 2 of 4