EFTA01253142.pdf

SOUTHERN FINANCIAL LIC N4G024943 N4G023812 N4G025098 N4G025106 N4G025114 N4G023804 N4G025080 N4G026161 N4G024968 N4G024980 N4G024935 N4G025403 III IIIINII 11111 KS SDNY_GM_00019885 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0001709 EFTA_00I49494 EFTA01253142  Ntifil ,rnS 106 O4 0)S0430 W%Cn NAV° 0)49%3 NctG, 0). 6 'O Mein 014, 139 I\146, O.1S 811 Nti-(n ass II% 1v46, c )s" N 4(n u) -38)'t (\MG% 0.496? N4-6 oLnez Deutsche Bank Private Wealth Managortlent Institutional Suitability Certificate Affirmative Indication Of Exercise Of Independent Judgment (Pursuant To FINRA Rule 2171)' In connection with any recommonded2 transaction or investment strategy by Deutsche Bank Securities Inc. (OBSI) or its Client Advisors. the undersigned admowledges on behalf of the institution named below that: f. It is an Institutional Account as defined in ANRA Rule 45t2(c)3; namely, a a) A bank, savings and loan association, Insurance company, or registered investment company EZI bl An investment adviser registered either with the Securities and Exchange Commission under Section 203 of The Investment Advisers Act of 1940 or with a state securities commission (or any agency or office performing like functions) c) Any other entity (whether a natural person, corporation, partnership, trust, or otherwise) with total assets of at least $50 million as of the date of this Certification (whether such assets are invested for such person's own account or under management for the account of others). IMPORTANT: You must select one of the above II. It (1) is capable of evaluating investment risks independently, both In general and with regard to all transactions and investment strategies involving a security or securities; and (2) will exercise independent Judgment in evaluating the recommendations of Deutsche Bank Securities Inc. or its associated persons, %alien it has otherwise notified Deutsche Bank Securities Inc. in writing; Itl. It will notify the Deutsche Bank Securities Inc. Client Advisor servicing the Institutional Account if anything in this Cenificato ceases to be true; N. He or she is authorized to sign on behalf of the Institutional Account named below. By signing this Certificate, the undersigned affirms that the.above statements are accurate but does not waive any rights afforded under U.S. federal or stale securities laws, including without limitation, any rights under Section 10(b) of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder. NOTE: This Certificate shall apply with respect to all recommended transactions end investment strategies involving securities that are entered into by the "Institutional Account" named in this Certificate, whether for the account of such Institutional Account or for the account of any beneficial owner that has delegated decision making authority to such Institutional Account. Southern Financial Ile Jeffrey Epstein Institutional Account Name Name of Authorized Signatory ra.st n - otAuthorized Account Number Signature of Auth sized SignatorY Date Southern Trust Company Inc. Jeffrey Epstein Institutional Account Name —Nattfirof Authorized Signatory - Tel Authorized Sign Account Number ignature ofAuthorizedS Date ( 0 \Q.,`"0 Client Advisor Signature Date Avultiblo at http:iiwww.linie.OtenduellY 'As defined in FINRA Rule& 12•PWM4309 011a041611 SIDNY_GM_00038886 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0001710 EFTA_00149495 EFTA01253143