EFTA01388466.pdf

From: Zbynek Kozelsky Sent: Friday, December 02, 2016 11:03 AM To: Amlcompliance Inquiries Cc: Vahe Stepanian; Daniel Sabba; Joshua Shoshan; Donald Summer Subject: RE: Inquiry Regarding THE HAZE TRUST, Account# Alert# SAM1788880 [I] Classification: For Internal use only Vahe, Please follow up. Reason — purchase of art. Thanks Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Key Client Partners - Americas Deutsche Bank Securities Inc. Deutsche Asset 8 Wealth Management 345 Park Avenue. 26th Floor New York, NY 10154 Tel. +1(212)454-2887 Email: zbynek.kozekskyettdb.com NI trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement. and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bart is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or accotrit statements. This email may contain confidential and/or privileged information. If you are not the intended recipient (or have received this email in error). please notify the sender immediately and delete the email from your computer. My unauthorized copying, disclosure or distribution of the material in this email is prohibited. From: Danya Friedman On Behalf Of Amlcompliance Inquiries Sent: Friday, December 02, 2016 11:01 AM To: Zbynek Kozelsky Cc: Dcaria Oliveira; Tatiana Dominguez; Maurice Abitbol; Amlcompliance Inquiries Subject: Inquiry Regarding THE HAZE TRUST, Account# N4G024943, Alert# SAM1788880 [I] Classification: For Internal use only Good Morning: As a part of the anti-money laundering monitoring program, the Actimize system is used to automatically identity transactions that meet certain high risk transaction patterns. When transactions occur which mimic those patterns, the activity must be researched to confirm that it is legitimate. In a small percentage of these cases, Compliance must contact the Wealth Advisor for additional information about the transaction(s) in order to conclude the research process. Your response is required for the Bank to comply with federal CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0092024 CONFIDENTIAL SDNY_GM_00238208 EFTA01388466