EFTA01493477.pdf

FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 9/1/12 to 913W12 Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 9/7 Sale JPMORGAN CHASE & CO PFD 5.500% 0 24.96062 (40,000.000) 24.92 996,802.43 (1,000,000.00) (3.197.57) S 9/12 FIFO 998,424.80 BROKERAGE 1,600.0D TAX 8/OR SEC 22.37 J.P. MORGAN SECURITIES LLC (ID: 48126E-75-0) 9/7 Sale VOCERA COMMUNICATIONS INC 0 29.47309 81.051.00 (2'50.000) 29.432 80,939.18 (79,062.50) 1,876.68 S 9/12 FIFO BROKERAGE 110.00 TAX 8/OR SEC 1.82 J.P. MORGAN SECURITIES LLC (ID: 92857F-10-7) 9/11 Sale AMERICAN INTERNATIONAL GROUP INC NEW © 32.94939 (21,000.000) 32.909 891,081.69 (682,500.00) 8,581.69 S 9/14 FIFO 891,937.19 BROKERAGE 840.00 TAX 8/OR SEC 15.50 J.P. MORGAN SECURITIES LLC (ID: 026874-78-4) 9/11 Sale EL PASO PIPELINE PARTNERS LP 0 34.29 68,580.00 (2.000.000) 34.239 68478 46 (68,680.00) (201.54) S 9/14 FIFO BROKERAGE 100.00 TAX 8/OR SEC 1.54 J.P. MORGAN SECURITIES LLC (ID: 283702-10-8) 9/11 Sale FIFTH STREET FINANCE CORP 0 10.719 75,033.00 (7,000.000) 10.679 74,751 31 (75,530.00) (778.69) S 9114 FIFO BROKERAGE 280.00 TAX 8/OR SEC 1.69 J.P. MORGAN SECURITIES LLC (ID: 31678A-10-3) 9/17 Redemption CIT GROUP INC 144A 7% MAY 02 2016 JUN 15 2011 (1,123,607.750) 100.00 1,123.607 80 (1,061,809.32) 37,267.59 L 9/17 Pro Rata ENTIRE ISSUE CALLED 0100.00 (ID: 125581-F2-6) 24,530.89 0 9/12 Sala EXACTTARGET INC 0 23.27393 46,547.86 BROKERAGE (Z000.000) 23.223 46,446.81 (45,000.00) 1,446.81 S 9/17 FIFO 100.00 TAX 8/OR SEC 1.05 J.P. MORGAN SECURITIES LLC (ID: 30864K-10-5) 9/12 Sale VANGUARD NATURAL RESOURCES LLC 0 27.44 (2.500.000) 27.399 es,444.46 (66.775.00) (276.54) S 9/18 FIFO 68,800.00 BROKERAGE 100.00 TAX &OR SEC 1.54 J.P. MORGAN SECURITIES LLC (ID: 92205F-10-6) 9/14 Sale CAPITAL ONE FINANCIAL CO PFD 6% 0 24.93331 (40,000.000) 24.893 995,710.05 (1,000,000.00) (4,289.95) S 9/19 FIFO 997,332.40 BROKERAGE 1,600.00 TAX 8/OR SEC 22.35 J.P. MORGAN SECURITIES U.0 (ID: 14040H-40-2) JP Morgan Account W23560001 Page 25 of 36 Consolidated Statement Page 29 Confidential Treatment Requested by JPMorgan JPM-SDNY-000 16340 Chase CONFIDENTIAL SDNY_GM_00285538 EFTA01493477