EFTA01383174.pdf

GLIDUS236 SOUTHERN FINANCIAL LLC Important Information for Recipients in Certain Jurisdictions (1/6) For Residents of the European Economic Area. For the purposes of the EU Alternative Investment Fund Managers Directive (the -AlFtelD"). the Fund will constitute an EU AiF (as defined in the AlickiiDi whose AIF M (as defined in the AlFMD) is the Manager. tse€f an EU AlFki Except as provided belowin inspect of the specific mentor states listed. this Presentation and any other doteencnts or materiels r e.ted to the offer or sale, or invitation for subscription or purchase. of the interests in the Fund, shall only be distributed to prospective investors domiciled or with their registered offices in a member state of the European Economic Area that are 'professional investors'. For these purposes. a "professional investor' is a person who is considered to be a professional ciOnt or who may. on request, be treated as a professional client within the meaning of Annex II to Directive 2004/39,EC. AIF MD Notice. In relation to each member state of the EEA (each a 'Member State') which has implemented the Alternative Invert rant Fund Managers Directive (Directive (2011;51/EU)) (the lAIENIEn (and for which transitional arrangements are not/ no longer available), this Presentation may only be distnbtrted and interests in the Fund may only he offered or placed In a Member State to the eicien1 that: (I) the Fund is perrnitt61 to be marketed to professional investors in the relevant Member State in accordance with AIFMD os implemented info the local Law/regulation of the relevant. Member State); or (2) this presentation may otherwise he lawfully distributed and the interests in the Fund may otherwise be tawliilty offered or placed in that Member Slate (including at the initiative of the investor). In relation to each Member State of the EEA which, at the date of this presentation. has not implemented AiFNID. this presentation may only be distributed arid interests in the Fund may only be offered or placed to the extent that this presentation may be lawfully distributed and the interests in the Fund may lawfully be offered or placed in that Member State (including at the initiative of the investor). For persons in Australia. This information has been prepared for general information purposes only. Nothing in this Presentation constitutes investment legal, accounting or tax advice, or a representation that any investment or strategy is suitable or appropriate to individual circumstances. or otherwise constitute a personal recommendation to any specific investor. Recipients of this Presentation should not assume that any investment discussed herein were of will be profitable. There is no ouarantee concerning the achievement of investment objectives or target returns or measurements. Any reference to past performance is not indicative of future results and is no guarantee to future results This Presentation has been prepared for and is provided only to permitted recipients its Australia who qualify as wholesale dents as that term is defined by section 761G(7) of the Australian Corporations Act 2001 (Cth 1 (the `Act) and as sophisticated or professional investors as defined by sections 708(8) and (ll) (respectively of the Act In respect of which an offer would not require disclosure under Chapter 61) or Pail 7.ci of the Act It does not contain and should not be taken as containing any financial product advice or 'Mane-dal product recommerda€ions. This Presentation is not a prospectus, product disclosure statement or any other form of prescribed offering document under the Act. This Presentation is not required to. and does not. contain all the information which would be required in either a prospectus, product disclosure statement or any other form of prescribed offering document under the Act, nor G it required to be submitted to the Australian Securities and Investments Commission. Tne funds referred to in these materials are nal registered schemes as defined in the Act. In Australia. Credit Suisse Group entities, other than Credit Suisse AG. Sydney Branch. are not authorized deposiletakina institutions for the purposes of the Banking Act 1959 (Cth.) and their obligations do not represent deposits or other liabilities of Credit Suisse AG. Sydney Branch. Credit Suisse AG, Sydney Branch does not guarantee or otherwise provide assurance in respect of the et:ligation of such Credit Suisse entities or the hinds. For persons in Bahrain. The Presentation has not been approved by the Central Bank of Bahrain which takes no resp•onsibCy for its contents. No offer to tho public to purchase the Funds interests will be made in the Kingdom of Bahrain and this Presentation is intended to be read by the addressee only and must not be passed to, issued to. or shown to the public generally. For persons in Brazil. The information contained herein is for informational purposes only and is not and under no circumstances is to be construed as. a prospectus. an advertisement. a public offering. an otter to sell the interests described herein or a solicitation of an offer to buy the interests described herein in Brazil. Any public offer or sale of the interests described herein will be made only if applicable registration in the Brazilian Securities Commission is obtained. No invitation to offer, or offer for, or sale of, any investment will be deemed to the public in Brazil or by any means would be deemed public offering of securities in Brazil. Under no circumstances is the information contained herein to be construed as investment advice. Brazilian Securities Commission tree not reviewed the material herein. Glendower SIR Om), CONFIDENTIAL Capital CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0082837 CONFIDENTIAL SDNY_GM_00229021 EFTA01383174