EFTA01368605.pdf

From: Derek Johnson Sent: S/16/2016 12:33:56 PIA To: Armen Brash Paul Morris I ; Stewart Oldfield ; Michelle Yoo ; Judy Ekwughalu Subject: RE: Reg E Review - Error Resolution Process - Client notification letter for provisional credit & Final determination letter (I] Classification: For Internal use only Hi Armen — Thank you for your follow-up email and will gladly accept a copy of the provisional credit letter and final determination letter when available. Derek Johnson Compliance Officer I Compliance Testing Deutsche Bank Securities Inc. 5022 Gate Parkwa , 32256 Jacksonville, Florida, USA Tel. Fax Email This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. From: Armen Brash Sent: Monday, May 16, 2016 12:16 PM To: Derek Johnson; Paul Morris; Stewart Oldfield Cc: Margie Edwards; Michelle Yoo; Judy Ekwughalu Subject RE: Reg E Review - Error Resolution Process - Client notification letter for provisional credit & Final determination letter [I] classification: For internal use only Derek, JJ left DB in April. Strange that his emails aren't bouncing—I will need to look into that with HR. Attached is the written statement of authorization. I have copied Paul and Stew, the relationship managers, to see if they have a copy of the provisional credit letter. Its possible that the final letter hasn't been sent yet. given the staff turnound on the team if not, we should get that sent out today. As an FYI, we closed that account and opened a new one. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0060421 CONFIDENTIAL SDNY GM_00206605 EFTA01368605